POL 313

The Institutional Connection

 

 

 

We now begin an exploration of the institutional connection, the dynamic relationship between the presidency

and the other institutions of American government--the Congress, the judiciary, and the bureaucracy.

In a sense, we have explored some of this before
when we examined the constitutional roots of the presidency.

Remember that there are two constitutional organizational concepts which influence the dynamics

of the behavior between institutions in American government:

separation of powers

checks and balances


Many, of course, argue that the combination of these concepts
leads to separate institutions sharing powers.

When these powers are "shared", the result is often
a continual battle between institutions.

One of the best ways to see the operation of American government from

this perspective is the systems paradigm.

When viewed from this perspective, we discover the
many facets of interplay between the branches of government:

 

 

President/
Bureaucracy

Congress

Courts

application
(executive function)

chief executive

oversight

advise and consent

judicial review

creation
(legislative function)

State of the Union
policy proposals
legislative oversight

legislating

judicial review

adjudication
(judicial function)

appointment

policy execution

advise and consent
power of the purse

adjudicating



Thus, over the next few class periods, we will explore the interactions between the

institutions of American government as they make, carry out, and evaluate, public decisions.

First, let's refresh our memory about the organizational structure of the executive branch.

For the most part, I will assume that you know about the concept of bureaucracy.

 

 

The Concentric Circle Approach
to the Organization of the Presidency



We have to distinguish between the President (the person who occupies the office) 

and the presidency (the office and all its attendant parts)

 

Envision these rings as concentric circles which expand outward from the president.

The closer to the President, the more power and influence, the farther away, the less power and influence



 

The President

 

The Inner Ring

(A purely analytic concept referring to the closest associates of the President)

 

 

The White House Staff and Executive Office

 

Office of Management and Budget

OMB is of special importance and its primary functions are:

1) the preparation of the budget,

2) legislative clearance; and

3) program performance evaluation

 

 

Advisory Councils

Council of Economic Advisors

National Security Council


National Economic Council


President’s Council of Advisors on Science and Technology

U.S. Trade Representative

 

 

The Vice-President

 

The Cabinet

 

The Bureaucracy


Executive Departments


Independent Regulatory Boards and Commissions

(Federal Communications Commission,

National Labor Relations Board, 

the Securities and Exchange Commission)

 

Independent Agencies

( NASA, General Services Administration)

Government Corporations

(TVA, AMTRAK, COMSAT)

differences between them

 

Presidential Commissions

PC on the Space Shuttle Challenger Accident





 

The Baker-Hamilton Iraq Study Group

The Iraq Study Group was created by the US Institute of Peace

 

The "Political Battle Between the President and the Bureaucracy

 

the creation of the career civil service and thus a "permanent" bureaucracy
which outlasts a particular president's administration has thus set up
the potential for conflict within the executive branch of government.

presidential appointees vs. career bureaucrats


the two parts of the bureaucracy have very different agendas
and very different lines of accountability

presidential appointees are responsible to the president and as such

are involved in articulating and implementing administration policy goals and objectives

career bureaucrats are more concerned about the other two parts
of the "cozy triangle" (congressional committeepersons and
interest groups) and protecting "cozy triangle" interests

Most especially, career bureaucrats are generally interested in
expanding the power and influence of their agency (a rational goal
for a bureaucratic actor) even if that runs contrary to
the public's interest (and/or the President's interest)

It is thus not uncommon for the President and his appointees to
be battling career bureaucrats!

What advantages does a president have in this situation?

Can a career bureaucrat just "wait out" any administration?


Some president's have attempted to utilize the threat of
bureaucratic reorganization to get recalcitrant bureaucracies
to do what the president wants!

Generally these threats have not been very effective
as the threat of reorganization is a problem for other parts of the "cozy triangle"
and opposition from congresspersons whose influence may be lessened
via the reorganization try to block any attempts to change the status quo.

presidents can threaten to cut off funding of the agency---
Congress often refuses to do this

a president may hope that "benign neglect" may help the agency
to knuckle to the president's wishes


usually all three of these are doomed to failure

this is especially true when we have divided government

however it is also true when one part control both branches!!

the power of the triangle trumps the power of party loyalty!!