The Historical Presidency



With the end of the Constitutional Convention of 1787, the development or evolution of the presidency occurs first through the arguments revolving around the ratification of the new Constitution and secondly through the actions of the individuals who occupy the office.

Many, of course, argue that the nebulousness of the executive article (indeed, the whole document) is the key to its longevity. It allows a strong individual to attempt to wrest power from the other branches of government at critical moments. This is, of course, the thesis of Pious' (and as you will see, Lincoln's) notion of "prerogative powers", and the underlying dynamic of the
presidential power "equation".

How have presidents changed the nature of the presidency?


It is most easily seen through the "pendulum of power"--an analysis of the evolution of the presidency through the historical exploration of presidential actions---the opportunities presented to them and the actions they took---the consequences of those actions for that particular president and their implications for the institution of the presidency!!! (This is, of course, the driving thesis behind the presidential power equation!)



After the convention was over, and people began to explore the new Constitution, many feared that the executive article was vague enough for an "executive despot" to emerge. Indeed, many supporters of the strong presidentialist approach, spent their time during the ratification conventions trying to minimize fears of presidential power. The Federalist Papers 69-77, especially 69 and 70 were, in part, wonderful propaganda designed to ease fears of presidential power.

It is left up to presidential action, institutional and public confirmation or rejection, to define presidential power!

As we shall see, presidential power has ebbed and flowed over time!


The Pendulum of Power


The analogy of a pendulum swinging back and forth between a strong congress and a strong president is an easy way to explore the evolution of presidential power over time. The pendulum is depicted below.

 

 

For pictures and short biographies of all presidents, click:  here

 

George Washington


(Biography)


As the nation's first president, Washington had the opportunity to set the stage or standard for later presidents. Washington established the:

quasi-monarchical approach


This approach emphasized the president as "the dignified branch of government" and the idea of the President being "above politics". Washington did this with the help of Alexander Hamilton, who, as Secretary of the Treasury, attempted to become Washington's "Prime Minister" in a system of Cabinet government. Hamilton would have loved Washington to act as "head of state" while he (Hamilton) was "head of government". Unfortunately for Hamilton, his (Hamilton's) unpopularity and Washington's eventual decision to remove him, precluded movement towards "Cabinet" government.

Thomas Jefferson


(Biography)



Jefferson was a supporter of the notion of party government, also known as the:

ultra-whig model.



This approach parallels the parliamentary notion of the fusion of executive and legislative functions. (If you've forgotten this notion, go back to the Vernay article!). Jefferson attempted to make the president a "first among equals" as the Prime Minister is in the parliamentary system. Jefferson thus hoped to intertwine legislative and executive power together. He was successful initially but as controversial issues fractured agreement within his party and the system of checks and balances operated, cooperation between President and legislature became problematic.

While Jefferson and his immediate successors did operate with some similarity to a parliamentary system, this was in part due to the nature of the selection process. As we shall eventually discover, as the selection process of the chief executive moves out of the hands of the party caucus in the legislature and into such arenas as national conventions, the ultra-whig model and the cabinet government that it creates becomes more difficult function.

Andrew Jackson


(Biography)



Andrew Jackson won the presidency in 1828 after nearly a decade of turmoil and party realignment and the replacement of electors chosen by elites to chosen by "the people". Jackson, who had received a plurality of the popular vote as an independent candidate in 1824 (although Adams was chosen by the House of Representative after no one received a majority of Electoral College votes), was a representative of emerging western and southern elites and had challenged the notion of party nominee selection via "King Caucus". When coupled with the movement towards national conventions which began in the early 1820s, Jackson became the perfect advocate of "the popular connection". Pious calls this approach:

the plebiscitary presidency.



Jackson utilized the "popular connection" to replace "cabinet government" with a personalized executive or presidential power approach. He basically ignored the formal cabinet and created a "kitchen cabinet" of personal friends and advisors who operated informally (this will later become known as "the Inner Ring"!). He virtually eliminated the party caucus and he also created "rotation-in-office" (aka the spoils system) as a vehicle to insure administrative fidelity to his policy goals and objectives. In short, Jackson undermined all of the traditional relationships between party, Congress, and "bureaucracy" which had generated "cabinet government". In its place, were the relationships with which we are now familiar in our presidential system.

After Jackson, when the Whigs came to power, the strong presidential approach of Jackson was replaced by the Whig model of president as figurehead, subservient to a dominant Congress. Thus, while no single action caused the pendulum of power to shift, a contradictory philosophical approach to executive vs. legislative power took over.

Abraham Lincoln


(Biography)


Abraham Lincoln came to power in an era when Congressional Whigs had moved the pendulum of power towards a stronger Congress. Their "president as figurehead" approach could be sustained during calm times, but this approach falters during times of emergency or "crisis". Lincoln certainly presided over a crisis--the Civil War! Lincoln exercised great powers during this national emergency. He is perhaps best known for the creation of
"war powers".  Many scholars have argued that Lincoln became a "constitutional dictator", even though he might have done so "to save the Union"! Lincoln argued that "...measures otherwise unconstitutional might become lawful by becoming indispensable to the preservation of the Constitution through the preservation of the nation". This argument is one of the foundations of the "prerogative" approach to presidential power and is, of course, a key to the presidential power "equation"!



After Lincoln's assassination, the pendulum of power is pulled towards a stronger Congress. Of course, the ultimate attempt at reducing presidential power, is the impeachment and conviction of a president.

Andrew Johnson

(Biography)



Johnson's near conviction (he was saved by one vote!) ushered in over 50 years of congressional dominance of power. This is an era of "King Caucus" and, with the exception of Teddy Roosevelt's attempt to reconnect to the public and to use the presidency as a "bully pulpit", a period in which powerful congresspersons who dominated important committees, dominated government.

That does not mean that a debate about the presidency didn't emerge. Teddy Roosevelt and his successor, William Howard Taft, articulated two opposing views: the stewardship and literalist approaches:

The Stewardship Approach
(T. Roosevelt)

The Literalist Approach
(Taft)

" I declined to adopt the view that what was imperatively necessary for the nation could not be done by the President unless he could find some specific authorization to do it. My belief was that it was not only his right but his duty to do anything that the needs of the nation demanded unless such action was forbidden by the Constitution or the laws. Under this interpretation of executive power I did and caused to be done many things not previously done by the President and the heads of the departments. I did not usurp power, but I did greatly broaden the use of executive power. In other words, I acted for the public welfare, I acted for the common well-being of all our people, whenever and in whatever manner was necessary, unless prevented by direct constitutional or legislative prohibition".

"The true view of the Executive function is, as I conceive it, that the President can exercise no power which cannot be fairly and reasonably traced to some specific grant of power or justly implied and included within such express grant as proper and necessary to its exercise. Such specific grant must be either in the Federal Constitution or in an act of Congress passed in pursuance thereof. There is no undefined residuum of power which he can exercise because it seems to him to be in the public interest...or in other precedents, warranting such an interference....My judgment is that the view of Mr. Garfield and Mr. Roosevelt, ascribing an undefined residuum of power to the President is an unsafe doctrine and that it might lead under emergencies to results of an arbitrary character, doing irremediable injustice to private right. The mainspring of such a view is that the Executive is charged with responsibility for the welfare of all the people in a general way, that he is to play the part of a Universal Providence and set all things right, and that anything that in his judgment will help the people he ought to do, unless he is expressly forbidden not to do it. The wide field of action that this would give to the Executive one can hardly limit".



During this period a political science professor at Princeton University, explored the nature of American government and wrote Congressional Government (1903). In this work, Wilson examined the domination of power by Congress and, most especially, Congressional committees.

Woodrow Wilson

(Biography)



Wilson adopted a Jeffersonian strategy of attempting to work strongly with his party in Congress. He also attempted to utilize Rooseveltian "the bully pulpit" to achieve his policy objectives (Pious calls this the rhetorical presidency). Wilson hoped that appeals to the people through the press and public speeches would convince the public and other institutions of government. Wilson utilized World War I to pull the pendulum of power towards a stronger presidency. Unfortunately for him, when it came to US entrance into the League of Nations, the strength of Congress (and perhaps his "professorial" style) precluded his success in forming this new world order.

Franklin Roosevelt

(Biography)


Franklin Roosevelt was able to pull the pendulum of power towards a stronger presidency through the exertion of vast powers during the twin crises of economic depression and world war. Arguing that vast powers were necessary to wage war against other nations and against economic hardship, Roosevelt was able to get congressional acquiescence to a vast expansion of executive power in a variety of fields. He had a strong relationship with his party in Congress and even went so far as to argue for changing the number of Supreme Court justices after they had ruled unconstitutional many of his initial economic programs, This attempted "court packing" and the subsequent "switch in time that saved nine" demonstrated the ability of a forceful president to expand executive power in time of crisis.


After the exertion of presidential power during the Roosevelt presidency, many decried the power which could accrue to a president who kept winning elections and returning to office. Roosevelt had won an unprecedented four elections, and there was certainly no doubt that the "popular connection" between the President and the people was strong. Could such a strong "popular connection" totally unbalance the supposed constitutional balance of power? To remediate this situation, the 22nd Amendment was passed. This amendment precludes a president from seeking and winning the office more than twice.


During subsequent presidencies, the pendulum of power was gradually pulled towards a stronger Congress.

Lyndon Johnson

(Biography)



Lyndon Johnson used the aftermath of the Kennedy assassination and his extensive familiarity with the Congress to pull the pendulum of power back towards a stronger presidency. He was particularly successful in utilizing an "incident" in the Gulf of Tonkin, to pressure to Congress to cede him more power in the prosecution of the Viet Nam war.

Richard Nixon

(Biography)



Nixon attempted to pull the pendulum of power even further towards a stronger presidency. However, the revelation of the Watergate break-in and Nixon's subsequent coverup brought about the pulling of the pendulum back towards a stronger Congress.

Subsequent presidents have had only marginal success with pulling the pendulum of power back towards a stronger presidency. Reagan's utilization of the "popular connection" assisted him initially with the  "Iran/Contra"  scandal and mitigated its overall impact.


Prerogative Powers


According to Pious, presidential claims amd exertion of prerogative powers have three consequences for the President (as an individual) and the President (as institution):

1) frontlash

 

the claim is exerted and accepted as one of the prerogatives of the president



2) backlash

 

the claim is made and rejected--no long term consequences

 

3) overshoot and collapse

 

claim is not only rejected, but presidential power in other areas is reduced

 

 

 

 

 

 

 

We can now explore the changes in presidential power over time by looking at changes in presidential roles.

  Looking at roles expressly discoverable in the Constitution and those roles which have accrued to

presidents over time,  roles which presidents play because of precedents!

 

Constitutional Roles of the President

 

  1) Commander-in Chief  

Art II, Sec. 2: Power as head of armed forces  

 

  2) Chief Diplomat  

Art II Sec 2: Power to negotiate treaties and executive agreements

Art II Sec 2: Power to nominate ambassadors

Art II Sec 3: Power to receive ambassadors  

 

3) Chief of State  

Art II Sec 2: Power to grant reprieves and pardons

Art II Sec 2: Power to commissions officers    

 

 4) Chief Legislator  

Art II Sec 3: Power to convene and adjourn Congress

Art II Sec 3: Power to address Congress on the State of the Union Art II Sec 3: Power to recommend legislation

Art I, Sec 7: Power to veto legislation    

 

5) Chief Administrator  

Art II Sec 2: Power to nominate judges

 Art II Sec 2: Power to command the executive branch

Art II, Sec 2: Power to appoint top administrators

The Supra-Constitutional Roles of the Presidency


Supra-constitutional roles refer to roles which have "accrued" to the presidency but are not discoverable in the Constitution:



1) Chief of Party

 Source: dominance and expansion of the presidency/ power of appointment/ media coverage



2) Protector of the Peace/ Global Leader of the Free World

Source: US emergence during and after World War II/ US economic dominance



3) Manager of the Economy

Source: Aftermath of stock market crash and depression/ US global economic dominance



4) Voice of the People/ Opinion Leader/ Moral Leader

 Source: media coverage of president  

 

 

 

 

Interested in British Politics?

 

 

 

Blair

 

Blair II

 

Brown

 

The Succession

 

 

 

Interested in Australian Politics?

 

The Whitlam Dismissal

 

 

 

Blair

 

Blair II

 

Brown

 

The Succession