POL 313

 

The Presidency

Pious' Rules of Constitutional Construction

 

According to Pious, the enumerated powers of the presidency in Article II of the Constitution are really rather small. As a result, the role of presidential interpretation of the vague language of the Constitution is great. Here are some ways which the powers of the president can be "constructed" from the vague wording of the Constitution:


1. Extraconstitutional powers

there are two contradictory approaches which may be employed:

a) the federal powers theory which argues that the states are really the source of national government powers and that the national government can exercise only those powers stated in the Constitution which were the powers the states thought were necessary to give to the national government for their own protection

b) the sovereign powers theory argues that the national government can exercise all of the powers normally granted to a sovereign nation. These powers include all the powers enumerated in the Constitution, powers granted through custom and usage of nations, international law, treaties, and memberships in international organizations

 

Presidents often argue from the formal powers theory that the other branches of government are bound by the prescriptions in the Constitution while the President has a residuum of powers that comes from the oath of office and the pledge that the laws be faithfully executed

 

2. Expansive Rules of Construction

If there is no "plain phrase" easily discoverable in the Constitution, according to Pious, presidents either use their political muscle or take advantage of a political vacuum to expand their powers:

a) Textual Definitions

attempting to interpret a power or a restriction in terms of the context in which the phrase is utilized

(Ie., since the impeachment clause phrase "high crimes and misdemeanors" is so nebulous and the historical context usually relates to the abuse of power, Presidents argue that they can only be impeached for corruption and bribery)

B) General Terms

general terms confer the broadest grants of power

(Ie., "the executive power" And "commander-in-chief" )



C) Functions

presidents can claim a broad base of powers based upon the necessity of performing certain duties or functions

(Ie., the executive power and laws be faithfully executed clause are interpreted to be broad grants of power)

D. Combining Powers

Presidents have created "resulting powers" by arguing that taking two separate responsibilities and adding them together creates a new power

Presidents Lincoln and Wilson utilized the "Executive Power" clause and the "commander-in-chief" clause and the oath of office to expand presidential powers in war (Lincoln and the "war powers) and the domestic arena (Wilson and the mobilization of the domestic economy)

E. Separating Obligations

Presidents have argued that although they have an obligation to see that the laws are faithfully executed, they don't have an obligation to uphold the laws. This is particularly true during an emergency when it might be necessary to disregard a particular law to "protect and defend the Constitution of the United States"

F. Silences

two contradictory approaches:

1) the delegated powers approach (Taft) argues that the president has no powers other than those expressly delegated or granted to him in the Constitution

2) the inherent power approach is based on international law and argues that the president can take any action in the field of national security that is not expressly prohibited by the Constitution or the laws of the United States



G. Inclusions

The powers expressed in Article II are not the sole powers according to the inclusion argument. Presidents argue that silences about related powers was a decision made by the Framers not to limit his authority



H. Exclusions

The same doesn't apply to Congress. The President argues that Congress is excluded from utilizing any power not strictly delegated to it by Article I of the Constitution



I. Sole Exercise

The powers assigned to him can be exercised by the executive branch alone. This runs contrary to the conception of checks and balances

J. Concurrent exercise

A second branch of government may exercise a power assigned to another branch provided there is no constitutional prohibition and there is reasonable constitutional construction that permits the exercise of the power

(This is the opposite of sole exercise. Sole exercise--Pres you can't have my powers, Concurrent exercise--but I can have yours)



K. Subordinate Powers

Argues that the President rightfully dominates national security affairs and that the other branches of government should only exercise their powers in support of his decisions

L. Coordinate Powers

Argues that the President is not constitutionally bound to support the decisions taken by another branch that infringe on his constitutional responsibilities

M. Symmetry of Privilege

Argues that any privilege that exempts one branch of government from the checks and balances of the other should apply to the executive branch. For example, if the Constitution allows legislative secrecy then there should be executive secrecy (executive privilege) as well

3. Emergency Powers

Argues that in a crisis the Constitution permits the President to fuse all power in the executive branch of government (in order to "preserve and protect the union")



4. Intention of the Framers

One can ascertain presidential powers from the writings of the framers, the proceedings, the ratifying debates, English constitutional theory, the debates of the first Congress, etc.



5. Precedent and Usage

There is a "living Constitution" which is the 200 years of history of interpreting the Constitution which refines and shapes the exercise of presidential powers which is shaped by presidential interpretations, congressional views as ascertained from floor debates, litigation and court decisions, review by political science, law and historical journals




These possible interpretations take place in a context of:

a) the relative strength of Congress (the pendulum)

b) the nature of the Supreme Court

c) the nature of the times

d) the nature of competing interest group activity

e) the personality of the person who occupies the office


 


What happens when President's assert prerogative powers?

According to Pious, there are three possibilities:


1. Frontlash

Successful assertion of prerogative powers leads to long-term expansion of presidential power in general and success for the specific president in particular

2. Backlash

Either the president is checked and hs power is diminished or he may even expand presidential power but lose politically (especially in his relationship to the public)

3. Overshoot and Collapse

Congress and courts feel compelled to act to check president's Assertion of power. Presidential administration "collapses" and the pendulum of power" swings towards a strong Congress

The "classic" example of this is Watergate.



For many political scientists, the expansion of presidential powers throgh the use of prerogative powers (especially in the 1960s-early 1970s) created an IMPERIAL PRESIDENCY. After the "pendulum of power" moved towards a more powerful Congress, many decried the IMPERILED PRESIDENCY.

The Presidential Power Equation