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Document 1 of 1.
NEIL LEONARD BARBER, Petitioner, v. THE SUPERIOR COURT OF LOS ANGELES COUNTY,
Respondent; THE PEOPLE, Real Party in Interest. ROBERT JOSEPH NEJDL,
Petitioner, v. THE SUPERIOR COURT OF LOS ANGELES COUNTY, Respondent; THE
PEOPLE, Real Party in Interest
Civ. Nos. 69350, 69351
Court of Appeal of California, Second Appellate District, Division Two
147 Cal. App. 3d 1006;
1983 Cal. App. LEXIS 2256;
195 Cal. Rptr. 484;
47 A.L.R.4th 1
October 12, 1983
DISPOSITION:
[**1]
Let a peremptory writ of prohibition issue to restrain the Superior Court of
Los Angeles County from taking any further action in this matter other than to
vacate its order reinstating the complaint and enter a new and different order
denying the People's motion under Penal Code section 871.5.
COUNSEL: Maxwell S. Keith, George A. Oakes, Munns, Kofford, Hoffman, Hunt
& Throckmorton, Harland W. Braun and William J. Gargaro, Jr., for Petitioners.
No appearance for Respondent.
Robert H. Philibosian, District Attorney, Harry B. Sondheim, Richard W. Gerry,
Nikola M. Mikulicich and Hyatt E. Seligman, Deputy District Attorneys, for Real
Party in Interest.
JUDGES: Opinion by Compton, J., with Roth, P. J., and Beach, J., concurring.
OPINIONBY: COMPTON
OPINION:
[*1010]
[***486] In these consolidated proceedings we consider petitions for writs of
prohibition pursuant to Penal Code section 999a filed by two medical doctors
who are charged in a complaint, now pending before a magistrate in the Los
Angeles Judicial District, with the crimes of murder and conspiracy to
commit murder -- both felonies.
At the close of a lengthy preliminary hearing the magistrate ordered the
complaint dismissed. On
[**2] motion of the People, pursuant to Penal Code section 871.5, the superior court
ordered the magistrate to reinstate the complaint. These proceedings followed.
We issued the alternative writ, calendared the matter and heard oral
argument. We have concluded that the peremptory writ should issue.
Deceased Clarence Herbert underwent surgery for closure of an ileostomy.
Petitioner Robert Nejdl, M.D., was Mr. Herbert's surgeon and petitioner Neil
Barber, M.D., was his attending internist. Shortly after the successful
completion of the surgery, and while in the recovery room,
Mr. Herbert suffered a cardiorespiratory arrest. He was revived by a team of
physicians and nurses and immediately placed on life support equipment.
Within the following three days, it was determined that Mr. Herbert was in a
deeply comatose state from which he was not likely to recover. Tests and
examinations performed
by several physicians, including petitioners herein, each specializing in
relevant fields of medicine indicated that Mr. Herbert had suffered severe
brain damage, leaving him in a vegetative state, which was likely to be
permanent.
At that time petitioners informed Mr. Herbert's family of their
[**3] opinion as to his condition and chances for
recovery. While there is some dispute as to the precise terminology used by
the doctors, it is clear that they communicated to the family that the
prognosis for recovery was extremely poor. At that point, the family convened
and drafted a written request to the hospital personnel stating that they
wanted
"all machines taken off that are sustaining life" (sic). As a result,
petitioners, either directly or as a result of orders given by them, caused the
respirator and other life-sustaining equipment to be removed. Mr. Herbert
continued to breathe without the equipment but showed no signs of improvement.
The family remained at his bedside and requested of the nursing staff that Mr.
Herbert not be
disturbed. They even objected to certain routine procedures followed by
hospital personnel in caring for comatose patients.
[*1011] After two more days had elapsed, petitioners, after consulting with the
family, ordered removal of the intravenous tubes which provided hydration and
nourishment. From that point until his death, Mr.
Herbert received nursing care which preserved his dignity and provided a clean
and hygienic environment.
[**4]
The precise issue for determination by this court is whether the evidence
presented before the magistrate was sufficient to support his determination
that petitioners should not be held to answer to the charges of murder (Pen.
Code,
§ 187) and conspiracy to
commit murder (Pen. Code,
§ 182).
As we will later discuss, this issue must be determined against a background of
legal and moral considerations which are of fairly recent vintage and which as
a result have not, in our opinion, been adequately addressed by the Legislature.
In
Self v. General Motors Corp. (1974) 42 Cal.App.3d 1, at page 7 [116 Cal.Rptr. 575], Justice Fleming observed that
"prosecution of a lawsuit is a poor way to design a motor vehicle." By analogy it appears to us that a murder prosecution is a poor way to
design an ethical and moral code for doctors who are faced with decisions
concerning the use of costly and extraordinary
"life support" equipment.
Murder is the
unlawful killing of a human being, . . . with malice aforethought." (Pen. Code,
§ 187, italics added.) Malice may be express or implied. It is express
[***487] when there is an intent
unlawfully to take any life. It is implied
[**5] when the circumstances show an abandoned and malignant heart. (Pen. Code,
§ 188.)
The magistrate who heard the evidence made written findings of fact and
concluded that (1) petitioners did not
"kill" the deceased since their conduct was not the proximate cause of death -- the
proximate cause (the principal
cause listed on the death certificate) being diffuse encephalomalacia,
secondary to anoxia, (2) the petitioners' conduct under the circumstances,
being the result of good faith, ethical and sound medical judgment, was not
unlawful, and (3) the petitioners' state of mind did not amount to
"malice."
The superior court judge, as he was required to do
under the statute before ordering reinstatement of the complaint, concluded
as a matter of law that petitioners' conduct, however well motivated, and however ethical or
sound in the eyes of the medical profession, was, under California law,
"unlawful." This conclusion was reached despite his determination that the magistrate's
findings were supported by substantial evidence.
[*1012] The judge
opined that, since everyone, sooner or later will die, homicide is simply the
shortening of life by some measurable period of time and
[**6] inasmuch as the petitioners' intentional conduct, which shortened Mr.
Herbert's life, was not authorized by law, it constituted murder.
Of course the term homicide simply connotes the death of an
individual at the hands of another. In any homicide the end result is the same
-- the death of a human being. Whether or not a homicide is punishable as a
crime in the first instance, and the degree of punishment which is imposed in
the case of a criminal homicide depends upon the mental culpability of the
person causing the
death.
The term
"malice" is an amorphous and ill-defined state of mind which the law considers
sufficiently culpable to make an unlawful killing murder rather than some
lesser form of criminal homicide such as manslaughter. While the law is
settled that motive is irrelevant to a determination of whether a killing
amounts to murder, the lack of precision
in defining malice often makes it difficult to disentangle motive from a
determination of what constitutes malice.
For the purposes of this decision, however, we accept the superior court
judge's analysis that if petitioners unlawfully and intentionally killed Mr.
Herbert, the malice could be presumed regardless
[**7] of their motive.
The use of the term
"unlawful" in defining
a criminal homicide is generally to distinguish a criminal homicide from those
homicides which society has determined to be
"justifiable" or
"excusable." Euthanasia, of course, is neither justifiable nor excusable in California.
In California, homicide is excusable, inter alia,
"when committed by
accident and
misfortune, . . . in doing any . . . lawful act by
lawful means, with usual and ordinary caution, and without any unlawful intent." (Pen. Code,
§ 195, italics added.) Since petitioners conduct, whether lawful or unlawful,
was intentional, if it resulted in the shortening of Mr. Herbert's life, it was
not a matter of
accident and
misfortune.
Since
"justifiable" homicide, by
a person other than a peace officer, in California is limited essentially to
cases of self-defense and defense of others (Pen. Code,
§ 197), that concept has no application here.
Obviously the above mentioned concepts evolved and were codified at a time well
prior to the development of the modern medical
technology which is involved here, which technology has caused our society to
rethink its concepts of what constitutes
"life"
[**8] and
"death."
[*1013] This gap between the statutory law and recent medical developments has
resulted in the instant prosecution and its attendant legal dispute. That
dispute in order to be resolved within the framework of existing criminal law
must be narrowed to
a determination of whether petitioners' conduct
[***488] was unlawful. That determination, as indicated above, must be made on the
basis of principles other than those limited ones set forth in Penal Code
sections 195 and 197.
The California Legislature has dealt partially with some of the problems that
have arisen as a result of modern developments.
Historically, death has been
defined in terms of cessation of heart and respiratory function. (
Matter of Quinlan (1976) 70 N.J. 10 [355 A.2d 647, 656, 79 A.L.R.3d 205];
U.S. cert. den. 429 U.S. 922 [50 L.Ed.2d 289, 97 S.Ct. 319];
Eichner v. Dillon (1980) 73 App.Div.2d 431 [426 N.Y.S.2d 517, 531];
State v. Johnson (1977) 60 Ohio App.2d 45 [14 Ohio Ops.3d 24, 395 N.E.2d 368, 371].)
Health and Safety Code section 7180, subdivision (a)(2) n1 now provides for an
alternative definition in terms of irreversible cessation of all brain
function.
[**9]
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n1 Health and Safety Code section 7180 provides:
"(a) An individual who has sustained either (1) irreversible cessation of
circulatory and respiratory functions, or (2) irreversible cessation of all
functions of the entire brain, including the brain stem, is dead. A
determination of death must be made in accordance with accepted medical
standards. (b) This article shall be applied and construed to effectuate its
general purpose to make uniform the law with respect to the
subject of this article among states enacting it. (c) This article may be
cited as the Uniform Determination of Death Act."
Since the death with which we are here concerned occurred in 1981, former
Health and Safety Code section 7180, adopted in 1974, was the statute then in
effect. That statute provided in part:
"A person shall be pronounced dead if it is determined by a physician that the
person has suffered a total and irreversible cessation of brain function." For present purposes any distinctions between the current and former statutes
are immaterial.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
[**10]
This is a clear recognition of the fact that the real seat of
"life" is
brain function rather than mere metabolic processes which result from
respiration and circulation.
Of course it is conceded by all that at the time petitioners terminated further
treatment, Mr. Herbert was not
"dead" by either statutory or historical standards since there was still some minimal
brain activity. If Mr. Herbert had in fact been
"brain dead," this prosecution could not have been instituted because one cannot be charged
with killing another person who is already dead.
We deal here with the physician's responsibility in a case of a patient who,
though not
"brain dead," faces an indefinite vegetative existence without any of the higher cognitive
brain functions. As one
court stated the
[*1014] issue:
"Now, however, we are on the threshold of new terrain -- the penumbra where
death begins but life, in some form, continues. We have been led to it by the
medical miracles which now compel us to distinguish between 'death,' as we have
known it, and death in which the body lives in some fashion but the brain (or a
significant
part of it) does not." (
Severns v. Wilmington Medical Center, Inc
[**11] . (Del. 1980) 421 A.2d 1334, 1344.)
Because of the current gap between technology and law, physicians and families
of these unfortunate victims are called upon to make intensely painful and
personal decisions regarding their care without clearly
defined legal guidelines.
This case, arising as it does in the context of the criminal law, belies the
belief expressed by many that such decisions would not likely be subjects of
criminal prosecution. (
Matter of Spring (1980) 380 Mass. 629 [405 N.E.2d 115, 121]; President's Com. for Study of
Ethical Problems in Medicine and Biomedical and Behavioral Research, Deciding
to Forego Life-Sustaining Treatment, Rep. on Ethical, Medical and Legal Issues
in Treatment Decisions, (Mar. 1983) ch. 1, pp. 32-39 [hereinafter cited as
President's Commission].) To our knowledge, however, this case is the first
instance
in which the issue has been presented in the context of a criminal prosecution.
Of course, the only long-term solution to this problem is necessarily
legislative in nature. It is that body which must address the moral, social,
ethical, medical and legal issues raised by cases such as the one at bench.
Manifestly, this court cannot
[**12]
attempt to rewrite the statutory definition of death or set forth guidelines
covering all possible future cases. Due to legislative inaction in this area,
however, we are
[***489] forced to evaluate petitioners' conduct within the context of the woefully
inadequate framework of the criminal law.
At this juncture we observe that California has adopted the Natural Death Act
which
permits an adult individual to execute, in advance, a directive for the
withholding or withdrawing of life sustaining procedures in the event that he
or she later suffers a terminal condition. (Health
& Saf. Code,
§ 7188.)
The superior court judge relied heavily on the fact that the deceased had not
previously
executed a written directive pursuant to Health and Safety Code section 7188
and he viewed the family's request as a nullity.
In adopting the Natural Death Act (Health
& Saf. Code,
§ 7185 et seq.), the Legislature has gone part way, but only part way,
in dealing with this
[*1015] troublesome issue. The lack of generalized public awareness of the statutory
scheme and the typically human characteristics of procrastination and
reluctance to contemplate the need for such arrangements however
[**13] makes this a tool which will all too often go unused by those who might desire
it.
Furthermore, as commentators have noted, the act functions as intended
for only a very limited number of patients. If the directive is executed by a
person
prior to his having been diagnosed as terminally ill, it is not binding on the
physician (Health
& Saf. Code,
§ 7191, subd. (c)). In addition, the procedural requirements (especially the
requirement in Health
& Saf. Code,
§ 7191, subd. (d) that the patient wait 14 days after diagnosis of terminal
illness) are so cumbersome that it is unlikely that any but a small number of
highly educated and motivated patients will be able to effectuate their
desires. (Winslade,
Bioethics (1978) 1 L.A. Law. 16; Greenbaum,
Current
Standards of Practice in Medicine: The Medical, Judicial and Legislative Roles (1978) 7 Western St.U. L.Rev. 3, 20.)
Practical utility aside, the act, according to its own terms, does not purport
to be the exclusive means by which such decisions can be made.
Health and Safety Code
section 7193 provides:
"Nothing in this chapter shall impair or supersede any legal right or legal
responsibility which any person may have
[**14] to effect the withholding or withdrawal of life-sustaining procedures in any
lawful manner. In such respect the provisions of this chapter are cumulative."
We thus turn to an analysis of the superior court's determination that
petitioners'
conduct was
"unlawful" as a matter of law.
In this state a clearly recognized legal right to control one's own medical
treatment predated the Natural Death Act. A long line of cases, approved by
the Supreme Court in
Cobbs v. Grant (1972) 8 Cal.3d 229 [104 Cal.Rptr. 505, 502 P.2d 1], have held that where a doctor performs treatment in the absence of an informed
consent, there is an actionable battery. The obvious corollary to this
principle is that a competent adult patient has the legal right to refuse
medical treatment.
It is clear from the
legislative findings and declaration provided in Health and Safety Code section
7186, that the Legislature recognized such a right to control one's medical
treatment, especially in circumstances such as presented here.
"The Legislature finds that adult persons have the fundamental right to control
the decisions relating to the rendering of their own medical care,
[*1016]
including the decision
[**15] to have life-sustaining procedures withheld or withdrawn in instances of a
terminal condition.
"The Legislature further finds that modern medical technology has made possible
the artificial prolongation of human life beyond natural limits.
"The Legislature further finds that, in the interest of protecting individual
autonomy, such
prolongation of life for persons with a terminal condition may cause loss of
patient dignity and unnecessary pain and suffering, while providing nothing
medically necessary or beneficial to the patient."
[***490] Therefore we conclude that Health and Safety Code section 7188 does not
represent the exclusive basis for terminating life-support equipment in this state. Nor is a diagnosis of
"brain dead" a condition precedent to the cessation of such treatment.
As a predicate to our analysis of whether the petitioners' conduct amounted to
an
"unlawful killing," we conclude that the cessation of
"heroic" life support measures is not an affirmative act but rather a withdrawal or
omission of
further treatment.
Even though these life support devices are, to a degree,
"self-propelled," each pulsation of the respirator or each drop of fluid introduced into
[**16] the patient's body by intravenous feeding devices is comparable to a manually
administered injection or item of medication. Hence
"disconnecting" of the mechanical devices is comparable to
withholding the manually administered injection or medication.
Further, we view the use of an intravenous administration of nourishment and
fluid, under the circumstances, as being the same as the use of the respirator
or other form of life support equipment.
The prosecution would have us draw a distinction between the use of mechanical
breathing devices such as respirators and mechanical feeding
devices such as intravenous tubes. The distinction urged seems to be based
more on the emotional symbolism of providing food and water to those incapable
of providing for themselves rather than on any rational difference in cases
such as the one at bench. (President's Commission,
supra, ch. 5, p. 192, fn. 52.)
Medical nutrition and
hydration may not always provide net benefits to patients. Medical procedures
to provide nutrition and hydration are more similar to other medical procedures
than to typical human ways of providing
[*1017] nutrition and hydration. Their benefits and burdens
[**17] ought to be evaluated in the same manner as any other medical procedure.
The authority
cited by the People for the holding that a murder charge may be supported by
the failure to feed an infant is easily distinguishable. (
People v. Burden (1977) 72 Cal.App.3d 603 [140 Cal.Rptr. 282].) The parent in that case had a clear duty to
feed an otherwise healthy child. (Pen. Code,
§ 270.) As we will discuss,
infra, the duty of a physician under the circumstances of the case at bench is
markedly different.
In the final analysis, since we view petitioners' conduct as that of omission
rather than affirmative action, the resolution of this case turns on whether
petitioners had
a duty to continue to provide life sustaining treatment.
There is no criminal liability for failure to act unless there is a legal duty
to act. (1 Witkin, Cal. Crimes,
§ 67, p. 71.) Thus the critical issue becomes one of determining the duties owed
by a
physician to a patient who has been reliably diagnosed as in a comatose state
from which any meaningful recovery of cognitive brain function is exceedingly
unlikely.
"A physician, surgeon or dentist must exercise that degree of skill or care
usual
[**18] in the profession in the place in which he practices; i.e., the standard is
set by
doctors of good standing practicing in that locality. [Citations.] It follows
that 'Mere error of judgment, in the absence of a want of reasonable care and
skill in the application of his medical learning to the case presented, will
not render a doctor responsible for untoward consequences in the treatment of
his
patient . . . .' [Citation.]" (4 Witkin, Summary of Cal. Law (8th ed. 1974) Torts,
§ 514, p. 2778.)
In examining this issue we must keep in mind that the life-sustaining
technology involved in this case is not traditional treatment in that it is not
being used to
directly cure or even address the pathological condition. It merely sustains
biological functions in order to gain time to permit other processes to address
the pathology.
The question presented by this modern technology is, once undertaken, at what
point does it cease to perform its intended function and who should have the
authority to decide that any further prolongation of
[***491] the
dying process is of no benefit to either the patient or his family?
A physician has no duty to continue treatment, once it has proved
[**19] to be ineffective. Although there may be a duty to provide life-sustaining
machinery in the
immediate aftermath of a cardio-respiratory arrest, there
[*1018] is no duty to continue its use
once it has become futile in the opinion of qualified medical personnel.
"A physician is authorized under the standards of medical practice to
discontinue a form of therapy which in his medical judgment is useless . . . .
If the treating physicians have determined that continued use of a respirator
is useless, then they may decide to discontinue it without
fear of civil or criminal liability. By useless is meant that the continued
use of the therapy cannot and does not improve the prognosis for recovery." (Horan,
Euthanasia and Brain Death: Ethical and Legal Considerations (1978) 315 Annals N.Y.Acad.Sci. 363, 367, as quoted in President's Commission,
supra, ch. 5, p. 191, fn. 50.)
Of course, the difficult determinations that must be made under these
principles is the point at which further treatment will be of no reasonable
benefit to the patient, who should have the power to make that decision and who
should have the authority to direct termination of treatment.
No precise
[**20] guidelines as to when or how these decisions should be made
can be provided by this court since this determination is essentially a medical
one to be made at a time and on the basis of facts which will be unique to each
case. If specific procedural rules are to be adopted in this area in order to
protect the public interest, they must necessarily come from that body most
suited for the collection of data and the reaching of a consensus -- the
Legislature. However, we would be derelict in our duties if we did not provide
some general guidelines for future conduct in the absence of such legislation.
"[There] must be a way to free physicians, in the pursuit of their healing
vocation, from possible contamination by self-interest or
self-protection concerns which would inhibit their independent medical
judgments for the well-being of their dying patients. We would hope that this
opinion might be serviceable to some degree in ameliorating the professional
problems under discussion." (
Matter of Quinlan (1976) 70 N.J. 10 [355 A.2d 647, at p. 668, 79 A.L.R.3d 205].)
Several authorities have discussed the issue of which life-sustaining
procedures must be used and for how long their
[**21] use must be maintained in terms of
"ordinary" and
"extraordinary" means of treatment. (President's Commission,
supra, ch. 2, pp. 82-89;
Matter of Quinlan, supra, 355 A.2d at p. 668;
Superintendent of Belchertown v. Saikewicz (1977) 373 Mass. 728 [370 N.E.2d 417, 424].) The use of these terms begs the question. A more rational approach involves
the determination of whether the proposed
[*1019] treatment is proportionate or disproportionate in terms of the
benefits to be gained versus the burdens caused.
Under this approach, proportionate treatment is that which, in the view of the
patient, has at least a reasonable chance of providing benefits to the patient,
which benefits outweigh the burdens attendant to the treatment. Thus, even if
a proposed course of treatment might be extremely painful or intrusive, it
would still be proportionate
treatment if the prognosis was for complete cure or significant improvement in
the patient's condition. On the other hand, a treatment course which is only
minimally painful or intrusive may nonetheless be considered disproportionate
to the potential benefits if the prognosis is virtually hopeless for any
significant improvement
[**22] in condition. (See generally
President's Commission, ch. 2, pp. 82-90.)
Several authorities have struggled with this issue and some consensus has been
reached on the theory if not the terminology.
"[One] would have to think that the use of the same respirator or like support
could be considered 'ordinary' in the context of the possibly curable patient
but 'extraordinary' in the context of the forced
sustaining by cardio-respiratory processes of an irreversibly
[***492] doomed patient." (
Matter of Quinlan, supra, 355 A.2d at p. 668.)
Thus, the determination as to whether the burdens of treatment are worth
enduring for any individual patient depends on facts unique to each case,
namely, how long the treatment is likely to extend
life and under what conditions.
"[So] long as a mere biological existence is not considered the
only value, patients may want to take the nature of that additional life into
account as well." (President's Commission, ch. 2, at p. 88.)
Of course the patient's interests and desires are the key ingredients of the
decision-making
process. When dealing with patients for whom the possibility of full recovery
is virtually nonexistent, and who are
[**23] incapable of expressing their desires, there is also something of a consensus
on the standard to be applied.
"[The] focal point of decision should be the prognosis as to the reasonable
possibility of return to cognitive and sapient life, as distinguished from the
forced continuance of that biological vegetative existence . . . ." (
Matter of Quinlan, supra, 355 A.2d at p. 669.)
"'Prolongation of life,' . . . does not mean a mere suspension of the act of
dying, but contemplates, at the very least, a remission of symptoms enabling a
return towards a normal, functioning, integrated existence."
[*1020] (
Matter of Dinnerstein (1978) 6 Mass.App. 466 [380 N.E.2d 134, at p. 138].)
The evidence presented at the preliminary hearing supports the conclusion that
petitioners reasonably concluded that Mr. Herbert had virtually no chance of
recovering his cognitive or motor functions. The most optimistic prognosis
provided by any of the testifying experts was that the patient had an excellent
chance of
"recovery." However, recovery was defined in terms of a spectrum running from a persistent
vegetative state to full recovery. A persistent vegetative state was described
as that
[**24] state in which the patient would have no contact with the environment but
parts of the brain would continue to live. The doctor who was of course
approaching the case
after the fact and from a hindsight view, was unable to predict where on this
continuum Mr. Herbert was likely to end up. Several studies on which the
expert relied, however, indicated that the chances for unimpaired or full
recovery were miniscule. The results of these studies coincided with the
diagnoses of the physicians who had actually examined and dealt with the
patient before his demise.
Given the general standards for determining when there is a duty to provide
medical treatment of debatable value, the question still remains as to who
should make these vital decisions. Clearly, the medical diagnoses and
prognoses must be determined by the treating and consulting physicians under
the generally accepted standards of medical practice in the
community and, whenever possible, the patient himself should then be the
ultimate decisionmaker.
When the patient, however, is incapable of deciding for himself, because of his
medical condition or for other reasons, there is no clear authority on the
issue of who and under
[**25] what procedure is to make the final decision.
It seems clear, in the instant case, that if the family had insisted on
continued treatment,
petitioners would have acceded to that request. The family's decision to the
contrary was, as noted, ignored by the superior court as being a legal nullity.
In support of that conclusion the People argue that only duly appointed legal
guardians have the authority to act on behalf of another. While guardianship
proceedings might be used in this
context, we are not aware of any authority
requiring such procedure. In the case at bench, petitioners consulted with and relied
on the decisions of the immediate family, which included the patient's wife and
several of his children. No formal guardianship proceedings were instituted.
[*1021] In the absence of legislation requiring such legal proceedings, we cannot say
that failure to institute such
proceedings made petitioners' conduct unlawful. Whether
[***493] such proceedings are to be required in the future is again a question for the
Legislature to decide.
The authorities are in agreement that any surrogate, court appointed or
otherwise, ought to be guided in his or her decisions
[**26] first by his knowledge of the patient's own desires and feelings, to the
extent that they were expressed
before the patient became incompetent. (President's Commission, ch. 4, p. 132;
Superintendent of Belchertown v. Saikewicz, supra, 370 N.E.2d p. 431.)
If it is not possible to ascertain the choice the patient would have made, the
surrogate ought to be guided in his decision by the patient's best interests.
Under this standard, such factors as the relief of suffering, the preservation
or restoration of functioning and the quality as well as the extent of life
sustained may be considered. Finally, since most people are concerned about
the well-being of their loved ones, the surrogate may take into account the
impact of the decision on those people closest to the patient. (President's
Commission, ch. 4, pp. 134-135.)
There was evidence that Mr. Herbert had, prior to his incapacitation, expressed
to his wife his feeling that he would not want to be kept alive by machines or
"become another Karen Ann Quinlan." The family made its decision together (the directive to the hospital was
signed by the wife and eight of his
children) after consultation with the doctors. n2
- - - - - - - - - - - - - - - - - -Footnotes- - - - - - - - - - - - - - - - - -
n2 The People urge that petitioners were obligated to consult Mr. Herbert's
sister-in-law rather than his wife and children for this most important
decision. Despite the fact that Mr. Herbert apparently entered the name of his
sister-in-law on a
hospital form (the purpose of which was unclear from the evidence), his wife
and children were the most obviously appropriate surrogates in this case. They
were the people who would be most affected by the decision and were in the best
position to know Mr. Herbert's own feelings and desire. In addition, there
was clear evidence that they were concerned for his comfort and welfare and
some or all of them were
present at the hospital nearly around the clock.
- - - - - - - - - - - - - - - - -End Footnotes- - - - - - - - - - - - - - - - -
[**27]
Under the circumstances of this case, the wife was the proper person to act as
a surrogate for the patient with the authority to decide issues regarding
further treatment, and would have so qualified had judicial approval been
sought. There is no evidence that there was any disagreement among the wife
and children. Nor was there any evidence that they were
motivated in their decision by anything other than love and concern for the
dignity of their husband and father.
Furthermore, in the absence of legislative guidance, we find no legal
requirement that prior judicial approval is necessary before any decision to
withdraw treatment can be made.
[*1022] Although there is not complete agreement
among the courts that have addressed the issue in the civil context, we agree
with those which have held that requiring judicial intervention in all cases is
unnecessary and may be unwise. (
Matter of Quinlan, supra, 355 A.2d 647;
Matter of Storar (1981) 438 N.Y.S.2d 266 [420 N.E.2d 64],
U.S. cert. den., 454 U.S. 858 [70 L.Ed.2d 153, 102 S.Ct. 309].)
The
Quinlan court stated at
355 A.2d at page 669:
"We consider that a practice of applying to a court to confirm such decisions
[**28] would generally be inappropriate, not only because that would be
a gratuitous encroachment upon the medical profession's field of competence,
but because it would be impossibly cumbersome . . . . This is not to say that
in the case of an otherwise justiciable controversy access to the courts would
be foreclosed; we speak rather of a general practice and procedure."
In summary we conclude that the petitioners' omission to continue treatment
under the
circumstances, though intentional and with knowledge that the patient would
die, was not an unlawful failure to perform a legal duty. In view of our
decision on that issue, it becomes unnecessary to deal with the further issue
of whether petitioners' conduct was in fact the proximate cause of Mr.
Herbert's ultimate death.
The evidence amply supports the
magistrate's conclusion. The superior court erred
[***494] in determining that as a matter of law the evidence required the magistrate to
hold petitioners to answer.
Let a peremptory writ of prohibition issue to restrain the Superior Court of
Los Angeles County from taking any further action in this matter other than to
vacate its
order reinstating the complaint and enter a new
[**29] and different order denying the People's motion under Penal Code section
871.5.
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