381 U.S. 479;
85 S. Ct. 1678;
1965 U.S. LEXIS 2282;
14 L. Ed. 2d 510
March 29-30, 1965, Argued
June 7, 1965, Decided
PRIOR HISTORY:
[***1]
APPEAL FROM THE SUPREME COURT OF ERRORS OF
CONNECTICUT.
DISPOSITION:
151 Conn. 544, 200 A. 2d 479, reversed.
SYLLABUS: Appellants, the Executive Director of the Planned Parenthood League of
Connecticut, and its medical director, a licensed physician, were convicted as accessories
for giving
married persons information and medical advice on how to prevent conception and,
following examination, prescribing a
contraceptive device or material for the wife's use. A
Connecticut statute makes it a crime for any person to use any drug or article to prevent
conception. Appellants claimed that the accessory statute as applied violated
the
Fourteenth Amendment. An intermediate appellate court and the State's highest court affirmed the
judgment.
Held:
1. Appellants have standing to assert the constitutional rights of the
married people.
Tileston v. Ullman, 318 U.S. 44, distinguished. P. 481.
2. The
Connecticut statute
forbidding use of
contraceptives violates the right of
marital
privacy which is within the
penumbra of specific guarantees of the Bill of Rights. Pp. 481-486.
COUNSEL: Thomas I. Emerson argued the cause for appellants. With him on the briefs was
[***2] Catherine G. Roraback.
Joseph B. Clark argued the cause for appellee. With him on the brief was
Julius Maretz.
Briefs of amici curiae, urging reversal, were filed by Whitney North Seymour
and Eleanor M. Fox for Dr. John M. Adams et al.; by Morris L. Ernst, Harriet F.
Pilpel and Nancy F. Wechsler for the Planned Parenthood Federation of America,
Inc.; by Alfred L. Scanlon for the Catholic Council on Civil Liberties, and by
Rhoda H. Karpatkin, Melvin L. Wulf and Jerome E. Caplan for the American Civil
Liberties Union et al.
OPINION:
[*480]
[**1679] MR. JUSTICE DOUGLAS delivered the opinion of the Court.
Appellant
Griswold is Executive Director of the Planned Parenthood League of
Connecticut. Appellant Buxton is a licensed physician and a professor at the Yale Medical
School who served as Medical Director for the League at its Center in New Haven
-- a center open and operating from November 1 to November 10, 1961, when
appellants were arrested.
They gave information, instruction, and medical advice to
married persons as to the means of preventing conception. They examined the wife and
prescribed
[***3] the best
contraceptive device or material for her use. Fees were usually charged, although some
couples were serviced free.
The statutes whose constitutionality is involved in this appeal are
§§ 53-32 and 54-196 of the General Statutes of
Connecticut (1958 rev.). The former provides:
"Any person who uses any drug, medicinal article or instrument for the purpose
of preventing conception shall be fined not
less than fifty dollars or imprisoned not less than sixty days nor more than
one year or be both fined and imprisoned."
Section 54-196 provides:
"Any person who assists, abets, counsels, causes, hires or commands another to
commit any offense may be prosecuted and punished as if he were the principal
offender."
The appellants were found guilty as accessories and fined $ 100 each, against
the claim that the accessory statute as so applied violated the
Fourteenth Amendment. The Appellate Division of the Circuit Court affirmed. The Supreme Court of
Errors affirmed that judgment.
151 Conn. 544, 200 A. 2d 479. We noted probable jurisdiction.
379 U.S. 926.
[*481]
[1]
[2]
We think that appellants have standing to raise the constitutional
[***4] rights of the
married people with whom they had a professional relationship.
Tileston v. Ullman, 318 U.S. 44, is different, for there the plaintiff seeking to represent others asked for a
declaratory judgment. In that
situation we thought that the requirements
of standing should be strict, lest the standards of
"case or controversy" in Article III of the Constitution become blurred. Here those doubts
[**1680] are removed by reason of a criminal conviction for serving
married couples in violation of an aiding-and-abetting statute. Certainly the
accessory should have standing to assert that the offense which he is charged
with assisting is not, or cannot constitutionally be, a crime.
This case is more akin to
Truax v. Raich, 239 U.S. 33, where an employee was permitted to assert the rights of his employer; to
Pierce v. Society of Sisters, 268 U.S. 510, where the owners of private schools were entitled to assert the rights of
potential pupils and their parents; and to
Barrows v. Jackson, 346 U.S. 249, where a white defendant, party to a racially restrictive covenant, who was
[***5] being sued for damages by the covenantors because she had conveyed her
property to Negroes, was allowed to raise the issue that enforcement of the
covenant violated the rights of prospective Negro purchasers to equal
protection, although no Negro was a party to the suit. And see
Meyer v. Nebraska, 262 U.S. 390;
Adler v. Board of Education, 342 U.S. 485;
NAACP v. Alabama, 357 U.S. 449;
NAACP v. Button, 371 U.S. 415. The rights of husband and wife, pressed here, are likely to be diluted or
adversely affected unless those rights are considered in a suit involving those
who have this kind of confidential relation to them.
[3]
Coming to the merits, we are met with a wide range of questions that implicate
the Due Process Clause of the
Fourteenth Amendment. Overtones of some arguments
[*482] suggest that
Lochner v. New York, 198 U.S. 45, should be our guide. But we decline that invitation as we did in
West Coast Hotel Co. v.
Parrish, 300 U.S. 379;
Olsen v. Nebraska, 313 U.S. 236;
Lincoln Union v. Northwestern Co., 335 U.S. 525;
[***6]
Williamson v. Lee Optical Co., 348 U.S. 483;
Giboney v. Empire Storage Co., 336 U.S. 490. We do not sit as a super-legislature to determine the
wisdom, need, and propriety of laws that touch economic problems, business affairs, or
social conditions. This law, however, operates directly on an intimate
relation of husband and wife and their physician's role in one aspect of that
relation.
The association of people is not mentioned in the Constitution nor in the Bill
of Rights. The right to educate a child in a school of the parents' choice --
whether public or private or parochial -- is also not mentioned. Nor is the
right to study any particular subject or any foreign language. Yet the
First Amendment has been construed to include certain of those rights.
[4]
[5]
[6]
By
Pierce v. Society of Sisters, supra, the right to educate one's
children as one chooses is made applicable to the States by the force of the
First and
Fourteenth Amendments. By
Meyer v. Nebraska, supra, the same dignity is given the right to study the German language
in a private school. In other words, the State may
[***7] not, consistently with the spirit of the
First Amendment, contract the spectrum of available knowledge. The right of freedom of speech
and press includes not only the right to utter or to print, but the right to
distribute, the right to receive, the right to read (
Martin v. Struthers, 319 U.S. 141, 143) and freedom of inquiry, freedom of thought, and freedom to teach (see
Wieman v. Updegraff, 344 U.S. 183, 195) -- indeed the freedom of the entire university community.
Sweezy v. New Hampshire, 354 U.S. 234, 249-250, 261-263;
Barenblatt v. United States, 360 U.S. 109, 112;
[**1681]
Baggett v. Bullitt, 377 U.S. 360, 369. Without
[*483] those peripheral rights the specific rights would be less secure. And so we
reaffirm the principle of the
Pierce and the
Meyer cases.
[7]
In
NAACP v. Alabama, 357 U.S. 449, 462, we protected the
"freedom to associate and
privacy in one's associations," noting that freedom of association was a peripheral
First Amendment right. Disclosure of membership lists of a constitutionally valid
association,
[***8] we held, was invalid
"as entailing the likelihood of a substantial restraint upon the exercise by
petitioner's members of their right to freedom of association."
Ibid. In other words, the
First Amendment has a
penumbra where
privacy is protected from governmental intrusion. In like context, we have protected
forms of
"association" that are not political in the customary sense but pertain to the social,
legal, and economic benefit of the members.
NAACP v. Button, 371 U.S. 415, 430-431. In
Schware v. Board of Bar Examiners, 353 U.S. 232, we held it not permissible to bar a lawyer from practice, because he had once
been a member of the Communist Party. The man's
"association with that Party" was not shown to be
"anything more than a political faith in a political party" (
id., at 244) and was not action of a kind proving bad moral character.
Id., at 245-246.
[8]
[9]
Those cases involved more than the
"right of assembly" -- a right that extends to all irrespective of their race or ideology.
De Jonge v. Oregon, 299 U.S. 353. The right of
"association," like the right of
[***9] belief (
Board of Education v. Barnette, 319 U.S. 624), is more than the right to attend a meeting; it includes the right to express
one's attitudes or philosophies by membership in a group or by
affiliation with it or by other lawful means. Association in that context is a
form of expression of opinion; and while it is not expressly included in the
First Amendment its existence is necessary in making the express guarantees fully meaningful.
[*484]
[10]
The foregoing cases suggest that specific guarantees in the Bill of Rights have
penumbras, formed by emanations from those guarantees that help give them life and
substance. See
Poe v. Ullman, 367 U.S. 497, 516-522 (dissenting opinion). Various guarantees create zones of
privacy. The right of association contained in the
penumbra
of the
First Amendment is one, as we have seen. The Third Amendment in its prohibition against the
quartering of soldiers
"in any house" in time of peace without the consent of the owner is another facet of that
privacy. The Fourth Amendment explicitly affirms the
"right of the people to be secure in their persons, houses, papers, and effects,
against
[***10]
unreasonable searches and seizures." The Fifth Amendment in its Self-Incrimination Clause enables the citizen to
create a zone of
privacy which government may not force him to surrender to his detriment. The
Ninth Amendment provides:
"The
enumeration in the Constitution, of certain rights, shall not be construed to deny or
disparage others retained by the people."
The Fourth and Fifth Amendments were described in
Boyd v. United States, 116 U.S. 616, 630, as protection against all governmental
invasions
"of the sanctity of a man's home and the
privacies of life." * We
[**1682] recently referred
[*485] in
Mapp v. Ohio, 367 U.S. 643, 656, to the Fourth Amendment as creating a
"right to
privacy, no less important than any other right carefully and particularly reserved to
the people." See Beaney, The Constitutional Right to
Privacy,
1962 Sup. Ct. Rev. 212;
Griswold, The Right to be Let Alone,
55 Nw. U. L. Rev. 216 (1960).
* The Court said in full about this
right of privacy:
"The principles laid down in this opinion [by Lord Camden in
Entick v. Carrington, 19 How. St. Tr. 1029] affect the very essence of constitutional liberty and security. They reach
farther than the concrete form of the case then before the court, with its
adventitious circumstances; they apply to all
invasions on the part of the government and its employes of the sanctity of a man's home
and the
privacies of life. It is not the breaking of his doors, and the rummaging of his
drawers, that constitutes the essence of the offence; but it is the
invasion of his indefeasible right of personal security,
personal liberty and private property, where that right has never been forfeited by his
conviction of some public offence, -- it is the
invasion of this sacred right which underlies and constitutes the essence of Lord
Camden's judgment. Breaking into a house and opening boxes and drawers are
circumstances of aggravation; but any forcible and
compulsory extortion of a man's own testimony or of his private papers to be
used as evidence to convict him of crime or to forfeit his goods, is within the
condemnation of that judgment. In this regard the Fourth and Fifth Amendments
run almost into each other."
116 U.S., at 630.
We have had many controversies over these penumbral rights of
"privacy and repose." See,
e. g.,
Breard v. Alexandria, 341 U.S. 622, 626, 644;
Public Utilities Comm'n v. Pollak, 343 U.S. 451;
Monroe v. Pape, 365 U.S. 167;
Lanza v. New York, 370 U.S. 139;
Frank v. Maryland, 359 U.S. 360;
Skinner v. Oklahoma, 316 U.S. 535, 541. These cases bear witness that the
right of privacy which presses for recognition here is a legitimate one.
[11]
[12]
The present case, then, concerns a relationship lying
within the zone of
privacy created by several fundamental constitutional guarantees. And it concerns a
law which, in
forbidding the
use of
contraceptives rather than regulating their manufacture or sale, seeks to achieve its goals
by means having a maximum destructive impact upon that relationship. Such a
law cannot
stand in light of the familiar principle, so often applied by this Court, that
a
"governmental purpose to control or prevent activities constitutionally subject
to state regulation may not be achieved by means which sweep unnecessarily
[***12] broadly and thereby invade the area of protected freedoms."
NAACP v. Alabama, 377 U.S. 288, 307. Would we allow the police to search the sacred precincts of
marital bedrooms for telltale signs of the use of
contraceptives? The
[*486] very idea is repulsive to the notions of
privacy surrounding the marriage relationship.
We deal with a
right of privacy older than the Bill of Rights -- older than our political
parties, older than our school system. Marriage is a coming together for
better or for worse, hopefully enduring, and intimate to the degree of being
sacred. It is an association that promotes a way of life, not causes; a
harmony in living, not political faiths; a bilateral loyalty, not commercial or
social projects. Yet it is an association for as noble a purpose as any
involved in our prior decisions.
Reversed.
CONCURBY: GOLDBERG; HARLAN; WHITE
CONCUR: MR. JUSTICE GOLDBERG, whom THE CHIEF JUSTICE and MR. JUSTICE BRENNAN join,
concurring.
I agree with the Court that
Connecticut's
birth-control law unconstitutionally intrudes upon the right of
marital
privacy, and I join in its opinion and judgment. Although I have not accepted the view
that
"due process"
[***13] as used in the
Fourteenth Amendment incorporates all of the first eight Amendments (see my
concurring opinion in
Pointer v. Texas, 380 U.S. 400, 410,
[**1683] and the
dissenting opinion of MR. JUSTICE BRENNAN in
Cohen v. Hurley, 366 U.S. 117, 154), I do agree that the concept of liberty protects those
personal rights that are fundamental, and is not confined to the specific terms of the Bill of
Rights. My conclusion that the concept of liberty is not so restricted and
that it embraces the right of
marital
privacy though that right is not mentioned explicitly in the Constitution n1 is
supported both
by numerous
[*487] decisions of this Court, referred to in the Court's opinion, and by the
language and history of the
Ninth Amendment. In reaching the conclusion that the right of
marital
privacy is protected, as being within the protected
penumbra of specific guarantees of the Bill of Rights, the Court refers to the
Ninth Amendment,
ante, at 484. I add these words to emphasize the relevance of that Amendment to
the Court's holding.
n1 My Brother STEWART dissents on the ground that he
"can find no . . . general
right of privacy in the Bill of Rights, in any other part of the Constitution, or in any case
ever before decided by this Court."
Post, at 530. He would require a more explicit guarantee than the one which the
Court derives from several constitutional amendments. This Court, however, has
never held that the Bill of Rights or the
Fourteenth Amendment protects only those rights that the Constitution specifically mentions by
name. See,
e.
g.,
Bolling v. Sharpe, 347 U.S. 497;
Aptheker v. Secretary of State, 378 U.S. 500;
Kent v. Dulles, 357 U.S. 116;
Carrington v. Rash, 380 U.S. 89, 96;
Schware v. Board of Bar Examiners, 353 U.S. 232;
NAACP v. Alabama, 360 U.S. 240;
Pierce v. Society of Sisters, 268 U.S. 510;
Meyer v. Nebraska, 262 U.S. 390. To the contrary, this Court, for example, in
Bolling v. Sharpe, supra, while recognizing that the Fifth Amendment does not contain the
"explicit safeguard" of an equal protection clause,
id., at 499, nevertheless derived an equal protection principle from that Amendment's Due
Process Clause. And in
Schware v. Board of Bar Examiners, supra, the Court held that the
Fourteenth Amendment protects from arbitrary state action the
right to pursue an occupation, such as the practice of law.
The Court stated many years ago that the Due Process Clause protects those
liberties that are
"so rooted in the traditions and
conscience of our people as to be ranked as fundamental."
Snyder v. Massachusetts, 291 U.S. 97, 105. In
Gitlow v. New York, 268 U.S. 652, 666, the Court said:
"For present purposes we may and do assume that freedom of speech and of the
press -- which are protected by the
First Amendment from abridgment by Congress -- are among the
fundamental
personal rights and 'liberties' protected by the due process clause of the
Fourteenth Amendment from impairment by the States." (Emphasis added.)
[*488] And, in
Meyer v. Nebraska, 262 U.S. 390, 399, the Court, referring to the
Fourteenth Amendment, stated:
"While this Court has not attempted to define with exactness the liberty thus
guaranteed, the term has received much consideration and some of the included things have
been
definitely stated. Without doubt, it denotes not merely freedom from bodily
restraint but also [for example,] the right . . . to marry, establish a home
and bring up children . . . ."
This Court, in a series of
[***15] decisions, has held that the
Fourteenth Amendment absorbs and applies to the States those specifics of the first eight
amendments which express fundamental
personal
[**1684] rights. n2 The language and history of the
Ninth Amendment reveal that the Framers of the Constitution believed that there are additional
fundamental rights, protected from governmental infringement, which exist
alongside those fundamental rights specifically mentioned in the first eight
constitutional amendments.
n2 See,
e. g., Chicago, B.
& Q. R. Co. v.
Chicago, 166 U.S. 226;
Gitlow v. New York, supra;
Cantwell v. Connecticut, 310 U.S. 296;
Wolf v. Colorado, 338 U.S. 25;
Robinson v. California, 370 U.S. 660;
Gideon v. Wainwright, 372 U.S. 335;
Malloy v. Hogan, 378 U.S. 1;
Pointer v. Texas, supra;
Griffin v. California, 380 U.S. 609.
The
[***16]
Ninth Amendment reads,
"The
enumeration in the Constitution, of certain rights, shall not be construed to deny or
disparage others retained by the people." The Amendment is almost entirely the work of James Madison. It was introduced
in Congress by him and passed the House and Senate with little or no debate and
virtually no change in language. It was proffered to quiet expressed fears
that a bill of specifically enumerated rights n3 could not be sufficiently
broad to cover all essential
[*489] rights and that the specific mention of certain rights
would be interpreted as a denial that others were protected. n4
n3 Madison himself had previously pointed out the dangers of
inaccuracy resulting from the fact that
"no language is so copious as to supply words and phrases for every complex idea." The Federalist, No. 37 (Cooke ed. 1961), at 236.
n4 Alexander Hamilton was opposed to a bill of rights on the ground that it was
unnecessary because the Federal Government was a government of delegated powers
and it was not granted the power to intrude upon fundamental
personal rights. The Federalist, No. 84 (Cooke ed. 1961), at 578-579. He also argued,
"I go further, and affirm that bills of rights, in the sense and in the extent
in which they are contended for, are not only unnecessary in the proposed
constitution, but would even be dangerous. They would contain various
exceptions to powers which are not granted; and on this very account, would
afford a colourable pretext to claim more than were granted. For why declare
that things shall not be done which there is no power to do? Why for instance,
should it be said, that the liberty of the press
shall not be restrained, when no power is given by which restrictions may be
imposed? I will not contend that such a provision would confer a regulating
power; but it is evident that it would furnish, to men disposed to usurp, a
plausible pretence for claiming that power."
Id., at 579.
The
Ninth Amendment and the Tenth Amendment, which provides,
"The powers not delegated to the United States by the Constitution, nor
prohibited by it to the States, are reserved to the States respectively, or to
the people," were apparently also designed in part to meet the above-quoted argument of
Hamilton.
In presenting the proposed Amendment, Madison said:
"It has been objected also against a bill of rights, that, by enumerating
particular exceptions to the grant of power, it would
disparage those rights which were not placed in that
enumeration; and it might follow by implication, that those rights which were not singled
out, were intended to be assigned into the hands of the General Government, and
were consequently
insecure. This is one of the most plausible arguments I have ever heard urged
against the admission of a bill of rights into this system; but, I conceive,
that it may be guarded against. I have attempted it, as gentlemen may see by
turning to the
[*490] last clause of the fourth resolution [the
Ninth Amendment]." I Annals of Congress 439 (Gales and Seaton ed. 1834).
[**1685] Mr. Justice Story wrote of this argument against a bill of rights and the
meaning of the
Ninth Amendment:
"In regard to . . . [a] suggestion, that the affirmance of certain rights might
disparage others, or might lead to argumentative implications in favor of other powers,
it might be sufficient to say that such a course of reasoning could never be
sustained upon any solid basis . . .
[***18] . But a conclusive answer is, that such an attempt may be interdicted (as it
has been) by a positive declaration in such a bill of rights that the
enumeration of certain rights
shall not be construed to deny or
disparage others retained by the people." II Story, Commentaries on the Constitution of the United States 626-627 (5th
ed. 1891).
He further stated, referring to the
Ninth Amendment:
"This clause was manifestly introduced to prevent any perverse or ingenious
misapplication of the well-known maxim, that an affirmation in particular cases
implies a negation in all others; and,
e converso, that a negation in particular cases implies an affirmation in all others."
Id., at 651.
These statements of Madison and Story make clear that the Framers did not
intend that the first eight amendments be construed to exhaust the basic and
fundamental rights which the Constitution
guaranteed to the people. n5
n5 The Tenth Amendment similarly made clear that the States and the people
retained all those powers not expressly delegated to the Federal Government.
While
this Court has had little occasion to interpret the
Ninth Amendment, n6
"it cannot be presumed that any
[*491] clause in the constitution is intended to be without effect."
Marbury v. Madison, 1 Cranch 137, 174. In interpreting the Constitution,
"real effect should be given to all the words it uses."
Myers v. United States, 272 U.S. 52, 151. The
Ninth Amendment to the Constitution may be regarded by some as a recent discovery and may be
forgotten by others, but since 1791 it has been a basic part of the
Constitution which we are sworn to uphold. To hold that a right so basic and
fundamental and so deep-rooted in our society as the
right of privacy in marriage may be infringed because that right is not
guaranteed in so many words by the first eight amendments to the Constitution is to
ignore the
Ninth Amendment and to give it no effect whatsoever. Moreover, a judicial construction that
this fundamental right is not protected by the Constitution because
[**1686] it is not
mentioned in explicit terms by one of the first eight amendments or elsewhere
in the Constitution would violate the
Ninth Amendment, which
[***20] specifically states that
[*492]
"the
enumeration in the Constitution, of certain rights, shall not be
construed to deny or
disparage others retained by the people." (Emphasis added.)
n6 This Amendment has been referred to as
"The Forgotten
Ninth Amendment," in a book with that title by Bennett B. Patterson (1955). Other commentary on
the
Ninth Amendment includes Redlich, Are There
"Certain Rights . . . Retained by the People"?
37 N. Y. U. L. Rev. 787 (1962), and Kelsey, The
Ninth Amendment of the Federal Constitution,
11 Ind. L. J. 309 (1936). As far as I am aware, until today this Court has referred to the
Ninth Amendment only in
United Public Workers v. Mitchell, 330 U.S. 75, 94-95;
Tennessee Electric Power Co. v.
TVA, 306 U.S. 118, 143-144; and
Ashwander v. TVA, 297 U.S. 288, 330-331. See also
Calder v. Bull, 3 Dall. 386, 388;
Loan Assn. v.
Topeka, 20 Wall. 655, 662-663.
In
United Public Workers v. Mitchell, supra, at 94-95, the Court stated:
"We accept appellants' contention that the nature of political rights reserved
to the people by the Ninth and Tenth Amendments [is] involved. The right
claimed as inviolate may be stated as the right of a citizen to act as a party
official or worker to further his own political views. Thus we have a measure
of interference by the Hatch Act and the Rules with what otherwise would be the
freedom of the civil servant under the First, Ninth and Tenth Amendments. And,
if we look upon due process as a guarantee of freedom
in those fields, there is a corresponding impairment of that right under the
Fifth Amendment."
A
dissenting opinion suggests that my interpretation of the
Ninth Amendment somehow
"broaden[s] the powers of this Court."
Post, at 520. With all due respect, I believe that it misses the import of what I
am saying. I do not take the position of my Brother BLACK in his dissent in
Adamson v. California, 332 U.S. 46, 68, that the entire Bill of Rights is incorporated in the
Fourteenth Amendment, and I do not mean to imply that the
Ninth Amendment is applied against the States by the Fourteenth. Nor do I mean to state that
the
Ninth Amendment constitutes an independent source of rights protected from infringement by
either the States or the Federal Government. Rather, the
Ninth Amendment shows a belief of the Constitution's authors that fundamental rights exist
that are not expressly enumerated in the
first eight amendments and an intent that the list of rights included there not
be
deemed exhaustive. As any student of this Court's opinions knows, this Court
has held, often unanimously, that the Fifth and
Fourteenth Amendments protect certain fundamental
personal liberties from abridgment by the Federal Government or the States. See,
e.
[***22]
g.,
Bolling v. Sharpe, 347 U.S. 497;
Aptheker v. Secretary of State, 378 U.S. 500;
Kent v. Dulles, 357 U.S. 116;
Cantwell v. Connecticut, 310 U.S. 296;
NAACP v. Alabama, 357 U.S. 449;
Gideon v. Wainwright, 372 U.S. 335;
New York Times Co. v.
Sullivan, 376 U.S. 254. The
Ninth Amendment simply shows the intent of the Constitution's authors that other fundamental
personal rights should not be denied such protection or disparaged in any other way simply
because they are not
specifically listed in the first eight constitutional amendments. I do not see
how this broadens the authority
[*493] of the Court; rather it serves to support what this Court has been doing in
protecting fundamental rights.
Nor am I turning somersaults with history in arguing that the
Ninth Amendment is relevant in a case dealing with a
State's infringement of a fundamental right. While the
Ninth Amendment -- and indeed the entire Bill of Rights -- originally concerned restrictions
upon
federal power, the subsequently enacted
Fourteenth
[***23] Amendment prohibits the States as well from abridging fundamental
personal liberties. And, the
Ninth Amendment, in indicating that not all such liberties are specifically mentioned in the
first eight amendments, is surely relevant in showing the existence of other
fundamental
personal rights, now protected from state, as well as federal, infringement. In sum, the
Ninth Amendment simply lends strong
support to the view that the
"liberty" protected by the Fifth and
Fourteenth Amendments from infringement by the Federal Government or the States is not restricted to
rights specifically mentioned in the first eight amendments. Cf.
United Public Workers v. Mitchell, 330 U.S. 75, 94-95.
In determining which rights are fundamental, judges are not left at large to
decide cases in light of their personal and private notions. Rather, they must
look to the
"traditions and [collective]
conscience of our people" to determine whether a principle is
"so rooted [there] . . . as to be ranked as fundamental."
Snyder v. Massachusetts, 291 U.S. 97, 105. The inquiry is whether a right involved
"is of such a character that it cannot be denied without
[***24] violating those 'fundamental principles of liberty and justice
[**1687] which lie at the base of all our civil and political institutions' . . . ."
Powell v. Alabama, 287 U.S. 45, 67.
"Liberty" also
"gains content from the emanations of . . . specific [constitutional]
guarantees" and
"from experience with the requirements of a free society."
Poe
[*494] v. Ullman, 367 U.S. 497, 517 (dissenting opinion of MR. JUSTICE DOUGLAS). n7
n7 In light of the tests enunciated in these cases it cannot be said that a
judge's responsibility to determine whether a right is basic and fundamental in
this sense vests him with unrestricted personal discretion. In fact, a
hesitancy to allow too broad a discretion was a substantial reason leading me
to conclude in
Pointer v. Texas, supra, at 413-414, that those rights absorbed by the
Fourteenth Amendment and applied to the States because they are fundamental apply with equal force
and to the same extent against both federal and state governments. In
Pointer I said that the contrary view would require
"this Court to make the extremely subjective and excessively discretionary
determination as to whether a practice, forbidden the Federal Government by a
fundamental constitutional guarantee, is, as viewed in the factual
circumstances surrounding each individual case, sufficiently repugnant to the
notion of due process as to be forbidden the States."
Id., at 413.
I
agree fully with the Court that, applying these tests, the
right of privacy is a fundamental
personal right, emanating
"from the totality of the constitutional scheme under which we live."
Id., at 521. Mr. Justice Brandeis, dissenting in
Olmstead v. United States, 277 U.S. 438, 478, comprehensively summarized the principles underlying the Constitution's
guarantees of
privacy:
"The protection
guaranteed by the [Fourth and Fifth] Amendments is much broader in scope. The makers of
our Constitution undertook to secure conditions favorable to the pursuit of
happiness. They recognized the significance of man's spiritual nature, of his
feelings and of his intellect. They knew that only a part of the pain,
pleasure and satisfactions of life are to be found in material things. They
sought to
protect Americans in their beliefs, their thoughts, their emotions and their
sensations. They conferred, as against the Government, the right to be let
alone -- the most comprehensive of rights and the right most valued by
civilized men."
[*495] The
Connecticut statutes here involved deal with a particularly important and sensitive area
of
privacy --
[***26] that of the
marital relation and the
marital home. This Court recognized in
Meyer v. Nebraska, supra, that the right
"to marry, establish a home and bring up children" was an essential part of the liberty
guaranteed by the
Fourteenth Amendment.
262 U.S., at 399. In
Pierce v. Society of Sisters, 268 U.S. 510, the Court held unconstitutional an Oregon Act which forbade parents from
sending their children to private schools because such an act
"unreasonably interferes with the liberty of parents and guardians to direct the
upbringing and education of children under their control."
268 U.S., at 534-535. As this Court said in
Prince v. Massachusetts, 321 U.S. 158, at 166, the
Meyer and
Pierce decisions
"have respected the private realm of family life which the state cannot enter."
I agree with MR. JUSTICE HARLAN'S statement in his
dissenting opinion in
Poe v. Ullman, 367 U.S. 497, 551-552:
"Certainly the safeguarding of the home does not follow merely from the sanctity
of property rights. The home derives its pre-eminence as the seat of family
life.
[***27] And the integrity of that life is something so fundamental that it has been
found to draw to its protection the principles of more than one explicitly
granted
[**1688] Constitutional right. . . . Of this whole 'private realm of family life' it
is difficult to imagine what is more private or more intimate than a husband
and wife's
marital relations."
The entire fabric of the Constitution and the purposes that clearly underlie
its specific guarantees demonstrate that the rights to
marital
privacy and to marry and raise a family are of similar order and magnitude as the
fundamental
rights specifically protected.
Although the Constitution does not speak in so many words of the
right of privacy in marriage, I cannot believe that it offers these fundamental rights no
protection. The fact that no particular provision of the Constitution
[*496] explicitly
forbids the State from disrupting the traditional relation of the family -- a relation
as old and as fundamental as our entire civilization -- surely does not show
that the Government was meant to have the power to do so. Rather, as the
Ninth Amendment expressly recognizes, there are fundamental
personal rights such
[***28] as this one, which are protected from abridgment by the Government though not
specifically mentioned in the Constitution.
My Brother STEWART, while characterizing the
Connecticut
birth control law as
"an uncommonly silly law,"
post, at 527, would nevertheless let it stand on the ground that it is not for the
courts to
"'substitute their social and economic beliefs for the judgment of legislative
bodies, who are
elected to pass laws.'"
Post, at 528. Elsewhere,
I have stated that
"while I quite agree with Mr. Justice Brandeis that . . . 'a . . . State may . .
. serve as a laboratory; and try novel social and economic experiments,'
New State Ice Co. v.
Liebmann, 285 U.S. 262, 280, 311 (dissenting opinion), I do not believe that this includes the power to experiment with the
fundamental liberties of citizens . . . ." n8 The vice of the dissenters' views is that it would permit such
experimentation by the States in the area of the fundamental
personal rights of its citizens. I cannot agree that the Constitution grants such power
either to the States or to the Federal Government.
The logic of the dissents would sanction federal or state legislation that
seems to me even more plainly unconstitutional than the statute
before us. Surely the Government, absent a showing of a compelling
subordinating state interest, could not decree that all husbands and wives must
be sterilized after two children have been born
[*497] to them. Yet by their reasoning such an
invasion of
marital
privacy would not be subject to constitutional challenge because, while it might be
"silly," no provision of the Constitution specifically prevents the Government from
curtailing the
marital right to bear children and raise a family. While it may shock some of my
Brethren that the Court today holds that the Constitution protects the right of
marital
privacy, in my view it is far more shocking to believe that the
personal liberty
guaranteed by the Constitution does not include protection against such totalitarian
limitation of family size, which is at complete variance with our
constitutional concepts. Yet, if upon a showing of a slender basis of
rationality, a law outlawing voluntary
birth control by
married persons is valid, then, by the same reasoning, a law requiring compulsory
[***30]
birth control also would seem to
be valid. In my view, however, both types of law would unjustifiably intrude
upon rights of
marital
privacy which are constitutionally protected.
In a long series of cases this Court has held that where fundamental
personal liberties are involved, they may not be
[**1689] abridged by the States simply on a showing that a regulatory statute has some
rational relationship to the effectuation of a proper state purpose.
"Where there is a significant encroachment upon
personal liberty, the State may prevail only upon showing a subordinating interest which is
compelling,"
Bates v. Little Rock, 361 U.S. 516, 524. The law must be shown
"necessary, and not merely rationally related, to the accomplishment of a
permissible state policy."
McLaughlin v. Florida, 379 U.S. 184, 196. See
Schneider v. Irvington, 308 U.S. 147, 161.
Although the
Connecticut
birth-control law obviously encroaches upon a fundamental
personal liberty, the State does not show that the law serves any
"subordinating [state] interest which is compelling" or that it is
"necessary . . .
[*498] to the
[***31] accomplishment of a permissible state policy." The State, at most, argues that there is some rational relation between this
statute and what is admittedly a legitimate subject of state concern -- the
discouraging of extra-marital relations. It says that preventing the use of
birth-control devices by
married persons helps prevent the indulgence by some in such extra-marital relations.
The rationality of this justification is dubious, particularly in light of the
admitted widespread availability to all persons in the State of
Connecticut, unmarried as well as
married, of
birth-control devices for the prevention of disease, as distinguished from the prevention of
conception, see
Tileston v. Ullman, 129 Conn. 84, 26 A. 2d 582. But, in any event, it is clear that the state interest in safeguarding
marital fidelity can be served by a more discriminately tailored statute, which does
not, like the present one, sweep unnecessarily broadly, reaching far beyond the
evil sought to be dealt with and intruding upon the
privacy of all
married couples. See
Aptheker v. Secretary of State, 378 U.S. 500, 514;
NAACP v. Alabama, 377 U.S. 288, 307-308;
[***32]
McLaughlin v. Florida, supra, at 196. Here, as elsewhere,
"precision of regulation must be the touchstone in an area so closely touching
our most precious freedoms."
NAACP v. Button, 371 U.S. 415, 438. The State of
Connecticut does have statutes, the constitutionality of which is beyond doubt, which
prohibit adultery and fornication. See
Conn. Gen. Stat.
§§ 53-218, 53-219
et seq. These statutes demonstrate that means for achieving the same basic purpose
of protecting
marital fidelity are available to
Connecticut without the need to
"invade the area of protected freedoms."
NAACP v. Alabama, supra, at 307. See
McLaughlin v. Florida, supra, at 196.
Finally, it should be said of the Court's holding today that it in no way
interferes with a State's proper regulation
[*499] of sexual promiscuity or misconduct. As my Brother HARLAN so well stated in
his
dissenting opinion in
Poe v. Ullman, supra, at 553.
"Adultery, homosexuality and the like are sexual intimacies which the
State
forbids . . . but the intimacy of husband and wife is necessarily
[***33] an essential and accepted feature of the institution of marriage, an
institution which the State not only must allow, but which always and in every
age it has fostered and protected. It is one thing when the State exerts its
power either to
forbid extra-marital sexuality . . . or to say who may marry, but it is quite another when,
having acknowledged a marriage and the intimacies inherent in it, it undertakes
to regulate by means of the criminal law the details of that intimacy."
[**1690] In sum, I believe that the
right of privacy in the
marital relation is fundamental and basic -- a
personal right
"retained by the people" within the meaning of the
Ninth Amendment.
Connecticut cannot constitutionally abridge this fundamental right, which is protected by
the
Fourteenth Amendment from infringement by the States. I agree with the Court that petitioners'
convictions must therefore be reversed.
MR. JUSTICE HARLAN, concurring in the judgment.
I fully agree with the judgment of reversal, but find myself unable to join the
Court's opinion. The reason is that it seems to me to evince an approach to
this case very much like that taken by my Brothers BLACK and STEWART in
dissent, namely:
[***34] the Due Process Clause of the
Fourteenth Amendment does not touch this
Connecticut statute unless the enactment is found to violate some right assured by the
letter or
penumbra of the Bill of Rights.
[*500] In other words, what I find implicit in the Court's opinion is that the
"incorporation" doctrine may be used to
restrict the reach of
Fourteenth Amendment Due Process. For me this is just as unacceptable constitutional doctrine as
is the use of the
"incorporation" approach to
impose upon the States all the requirements of the Bill of Rights as found in the
provisions of the first eight amendments and in the decisions of this Court
interpreting them. See,
e. g., my
concurring opinions in
Pointer v. Texas, 380 U.S. 400, 408, and
Griffin v. California, 380 U.S. 609, 615, and my
dissenting opinion in
Poe v. Ullman, 367 U.S. 497, 522, at pp. 539-545.
In my view, the proper constitutional
inquiry in this case is whether this
Connecticut statute infringes the Due Process Clause of the
Fourteenth Amendment because the enactment violates basic values
"implicit in the concept of ordered liberty,"
Palko v. Connecticut, 302 U.S. 319, 325.
[***35] For reasons stated at length in my
dissenting opinion in
Poe v. Ullman, supra, I believe that it does. While the relevant inquiry may be aided by resort to
one or more of the provisions of the Bill of Rights, it is not dependent on
them or any of their radiations. The Due Process Clause of the
Fourteenth Amendment stands, in my opinion, on its own bottom.
A further observation seems in order respecting the justification of my
Brothers BLACK and STEWART for their
"incorporation" approach to this case. Their approach does not rest on historical reasons,
which are of course wholly lacking (see Fairman, Does the
Fourteenth Amendment Incorporate the Bill of Rights? The Original
Understanding,
2 Stan. L. Rev. 5 (1949)), but on the thesis that by limiting the content of the
Due Process Clause of the
Fourteenth Amendment to the protection of rights which can be found elsewhere in the Constitution,
in this instance in the Bill of Rights, judges will thus be confined to
"interpretation" of specific constitutional
[*501] provisions, and will thereby be restrained from introducing their own notions
of constitutional right and wrong into
[***36] the
"vague contours of the Due Process Clause."
Rochin v. California, 342 U.S. 165, 170.
While I could not more heartily agree that judicial
"self restraint" is an indispensable ingredient of sound constitutional adjudication, I do
submit that the
formula suggested for achieving it is more hollow than real.
"Specific" provisions of the Constitution, no less than
"due process," lend themselves as readily to
"personal" interpretations by judges whose constitutional outlook is simply to keep the
Constitution in supposed
"tune with the times" (post, p. 522). Need one go further than to recall last Term's reapportionment
cases,
Wesberry v. Sanders,
[**1691] 376 U.S. 1, and
Reynolds v. Sims, 377 U.S. 533, where a majority of the Court
"interpreted"
"by the People" (Art. I,
§ 2) and
"equal protection" (Amdt. 14) to command
"one person, one vote," an interpretation that was made in the face of irrefutable and still
unanswered history to the contrary? See my
dissenting opinions in those cases,
376 U.S., at 20;
377 U.S., at 589.
Judicial self-restraint will not, I suggest, be brought
[***37] about in the
"due process" area by the historically unfounded incorporation
formula long advanced by my Brother BLACK, and now in part espoused by my Brother
STEWART. It will be achieved
in this area, as in other constitutional areas, only by continual insistence
upon respect for the teachings of history, solid recognition of the basic
values that underlie our society, and wise appreciation of the great roles that
the doctrines of federalism and separation of powers have played in
establishing and preserving American freedoms. See
Adamson v. California, 332 U.S. 46, 59 (Mr. Justice Frankfurter, concurring). Adherence to these principles will
not, of course, obviate all constitutional differences of opinion among judges,
nor should it. Their continued recognition
[*502] will, however, go farther toward keeping most judges from roaming at large in
the constitutional field than will the interpolation into the Constitution of
an artificial and largely illusory restriction on the content of the Due
Process Clause. *
* Indeed, my Brother BLACK, in arguing his thesis, is forced to lay aside a
host of cases in which the Court has recognized
fundamental rights in the
Fourteenth Amendment without specific reliance upon the Bill of Rights.
Post, p. 512, n. 4.
In my view this
Connecticut law as applied to
married couples deprives them of
"liberty" without due process of law, as that concept is used in the
Fourteenth Amendment. I therefore concur in the judgment of the Court reversing these convictions
under
Connecticut's aiding and abetting statute.
It would be unduly repetitious, and belaboring the obvious, to expound on the
impact of this statute on the liberty
guaranteed by the
Fourteenth
Amendment against arbitrary or capricious denials or on the nature of this liberty.
Suffice it to say that this is not the first time this Court has had occasion
to articulate that the liberty entitled to protection under the
Fourteenth Amendment includes the right
"to marry, establish a home and bring up children,"
Meyer v. Nebraska, 262 U.S. 390, 399, and
"the liberty . . . to direct the upbringing and education of children,"
Pierce v. Society of Sisters, 268 U.S. 510, 534-535, and that these are among
"the basic civil rights of man."
Skinner v. Oklahoma, 316 U.S. 535, 541. These decisions affirm that there is a
"realm
[***39] of family life which the state cannot enter" without substantial justification.
Prince v. Massachusetts, 321 U.S. 158, 166. Surely the right invoked in this case, to be free of regulation of the
intimacies of
[*503] the marriage relationship,
"come[s] to this Court with a momentum for respect lacking when appeal is made
to liberties which derive merely from shifting economic arrangements."
Kovacs v. Cooper, 336 U.S. 77, 95 (opinion of Frankfurter, J.).
The
Connecticut anti-contraceptive statute deals rather substantially with
[**1692] this relationship. For it
forbids all
married persons the right to use
birth-control
devices, regardless of whether their use is dictated by considerations of
family planning,
Trubek v. Ullman, 147 Conn. 633, 165 A. 2d 158, health, or indeed even of life itself.
Buxton v. Ullman, 147 Conn. 48, 156 A. 2d 508. The anti-use statute, together with the general aiding and abetting statute,
prohibits doctors from affording advice to
married persons on proper and effective methods of
birth control.
Tileston v. Ullman, 129 Conn. 84, 26 A. 2d 582.
[***40] And the clear effect of these statutes, as enforced, is to deny disadvantaged
citizens of
Connecticut, those without either adequate knowledge or resources to obtain private
counseling, access to medical assistance and up-to-date information in respect
to proper methods of
birth control.
State v. Nelson, 126 Conn. 412, 11 A. 2d 856;
State v. Griswold, 151 Conn. 544, 200 A. 2d 479. In my view, a statute with these effects bears a substantial burden of
justification when attacked under the
Fourteenth Amendment.
Yick Wo v. Hopkins, 118 U.S. 356;
Skinner v. Oklahoma, 316 U.S. 535;
Schware v. Board of Bar Examiners, 353 U.S. 232;
McLaughlin v. Florida, 379 U.S. 184, 192.
An examination of the justification offered, however, cannot be avoided by
saying that the
Connecticut anti-use statute invades a protected area of
privacy and association or that it demeans the marriage relationship. The nature of
the right invaded is pertinent, to be sure, for statutes regulating sensitive
areas of liberty do, under
[*504] the
[***41] cases of this Court, require
"strict scrutiny,"
Skinner v. Oklahoma, 316 U.S. 535, 541, and
"must be viewed in the
light of less drastic means for achieving the same basic purpose."
Shelton v. Tucker, 364 U.S. 479, 488.
"Where there is a significant encroachment upon
personal liberty, the State may prevail only upon showing a subordinating interest which is
compelling."
Bates v. Little Rock, 361 U.S. 516, 524. See also
McLaughlin v. Florida, 379 U.S. 184. But such statutes, if reasonably necessary for the effectuation of a
legitimate and substantial state interest, and not arbitrary or capricious in
application, are not invalid under the Due Process Clause.
Zemel v. Rusk, 381 U.S. 1. *
*
Dissenting opinions assert that the liberty
guaranteed by the Due Process Clause is limited to a guarantee against unduly vague
statutes and against procedural unfairness at trial. Under this view the Court
is without
authority to ascertain whether a challenged statute, or its application, has a
permissible purpose and whether the manner of regulation bears a rational or
justifying relationship to this purpose. A long line of cases makes very clear
that this has not been the view of this Court.
Dent v. West Virginia, 129 U.S. 114;
Jacobson v. Massachusetts, 197 U.S. 11;
Douglas v. Noble, 261 U.S. 165;
Meyer v. Nebraska, 262 U.S. 390;
Pierce v. Society of Sisters, 268 U.S. 510;
Schware v. Board of Bar Examiners, 353 U.S. 232;
Aptheker v. Secretary of State, 378 U.S. 500;
Zemel v. Rusk, 381 U.S. 1.
The traditional due process test was well articulated, and applied, in
Schware v. Board of Bar Examiners, supra, a case which placed no reliance on the specific guarantees of the
Bill of Rights.
"A State cannot exclude a person from the practice of law or from any other
occupation in a manner or for reasons that contravene the Due Process or Equal
Protection Clause of the
Fourteenth Amendment.
Dent v. West Virginia, 129 U.S. 114. Cf.
Slochower v. Board of Education, 350 U.S. 551;
Wieman v. Updegraff, 344 U.S. 183. And see
Ex parte Secombe, 19 How. 9, 13. A State can require high standards of qualification, such as good moral
character or proficiency in its law, before it admits an applicant to the bar,
but any qualification must have a rational connection with the applicant's
fitness or capacity to practice law.
Douglas v. Noble, 261 U.S. 165;
Cummings v. Missouri, 4 Wall. 277, 319-320. Cf.
Nebbia v. New York, 291 U.S. 502. Obviously an applicant could not be excluded merely because he was a
Republican or a Negro or a member of a particular church. Even in applying
permissible standards, officers of a State cannot exclude an applicant when
there is no basis for their finding that he fails to meet these standards, or
when their action is invidiously discriminatory."
353 U.S., at 238-239. Cf.
Martin v. Walton, 368 U.S. 25, 26 (DOUGLAS, J., dissenting).
[*505]
[**1693] As I read the opinions of the
Connecticut courts and the argument of
Connecticut in this Court, the State claims but one justification for its anti-use
statute. Cf.
Allied Stores of Ohio v. Bowers, 358 U.S. 522, 530;
Martin v. Walton, 368 U.S. 25, 28 (DOUGLAS, J., dissenting). There is no serious contention that
Connecticut thinks the use of
artificial or external methods of contraception immoral or
unwise in itself, or that the anti-use statute is founded upon any policy of
promoting population expansion. Rather, the statute is said to serve the
State's policy against all forms of promiscuous or illicit sexual
relationships, be they premarital or extramarital, concededly a permissible and
legitimate legislative goal.
Without taking issue with the premise that the fear of conception operates as a
deterrent to such relationships in addition to the criminal proscriptions
Connecticut has
against such conduct, I wholly fail to see how the
ban on the use of
contraceptives by
married couples in any way reinforces the State's
ban on illicit sexual relationships. See
Schware v. Board of Bar Examiners, 353 U.S. 232, 239.
[***43]
Connecticut does not bar the importation or possession of
contraceptive devices; they are not considered contraband material under
state law,
State v. Certain Contraceptive Materials, 126 Conn. 428, 11 A. 2d 863, and their availability in that State is not seriously disputed. The only way
Connecticut seeks to limit or control the availability of such devices is through its
general aiding and abetting statute whose operation in this context has
[*506] been quite obviously ineffective and whose most serious use has been against
birth-control clinics rendering advice to
married, rather than unmarried, persons. Cf.
Yick Wo v. Hopkins, 118 U.S. 356. Indeed, after over 80 years of the State's proscription of use, the legality
of the sale of such devices to prevent disease has never been expressly passed
upon, although it appears that sales have long occurred and have only
infrequently been challenged. This
"undeviating policy . . . throughout all the long years . . . bespeaks more than
prosecutorial paralysis."
Poe v. Ullman, 367 U.S. 497, 502. Moreover, it would appear that the sale of
contraceptives
[***44] to prevent
disease is plainly legal under
Connecticut law.
In these circumstances one is rather hard pressed to explain how the
ban on use by
married persons in any way prevents use of such devices by persons engaging in illicit
sexual relations and thereby contributes to the State's policy against such
relationships. Neither the state courts nor the State before the bar of this
Court has tendered such an explanation. It is purely fanciful to believe that
the broad proscription on use facilitates discovery of use by persons engaging
in a prohibited relationship or for some other reason makes such use more
unlikely and thus can be supported by any sort of administrative consideration.
Perhaps the theory is that the flat
ban on use prevents
married people from possessing
contraceptives and without the ready availability of such devices for use in the
marital relationship, there
[**1694] will be no or less temptation to use them in extramarital
ones. This reasoning rests on the premise that
married people will comply with the
ban in regard to their
marital relationship, notwithstanding total nonenforcement in this context and
apparent nonenforcibility, but will not comply with
[***45] criminal statutes prohibiting extramarital affairs and the anti-use statute in
respect to illicit sexual relationships, a premise whose validity has not been
[*507] demonstrated and whose intrinsic validity is not very evident. At most the
broad
ban is of marginal utility to the declared objective. A statute limiting its
prohibition on use to persons engaging in the prohibited relationship would
serve the end posited by
Connecticut in the same way, and with the same effectiveness, or ineffectiveness, as the
broad anti-use statute under attack in this case. I find nothing in this
record justifying the sweeping scope of this statute, with its telling effect
on the freedoms of
married persons, and therefore conclude that it deprives such persons of liberty
without due process of law.
DISSENTBY: BLACK; STEWART
DISSENT:
MR. JUSTICE BLACK, with whom MR. JUSTICE STEWART joins, dissenting.
I agree with my Brother STEWART'S
dissenting opinion. And like him I do not to any extent whatever base my view that this
Connecticut law is constitutional on a belief that the law is wise or that its policy is a
good one. In order that there may be no room at all to doubt why I vote as I
do, I feel constrained
[***46] to add that the law is every bit as offensive to me as it is to my Brethren of
the majority and my Brothers HARLAN, WHITE and GOLDBERG who, reciting reasons
why it is offensive to them, hold it unconstitutional. There is no single one
of the graphic and eloquent strictures and criticisms fired at the policy of
this
Connecticut law either by the Court's opinion or by those of my concurring Brethren to
which I cannot subscribe -- except their conclusion that the evil qualities
they see in the law make it unconstitutional.
Had the doctor defendant here, or even the nondoctor defendant, been
convicted for doing nothing more than expressing opinions to persons coming to
the clinic that certain
contraceptive devices, medicines or practices would do them good and would be desirable, or
for telling people how devices could be used, I can think of no reasons at this
time why their expressions of views would not be
[*508] protected by the First and
Fourteenth Amendments, which guarantee freedom of speech. Cf.
Brotherhood of Railroad Trainmen v. Virginia ex rel. Virginia State Bar, 377 U.S. 1;
NAACP v. Button, 371 U.S. 415. But speech is
[***47] one thing; conduct and physical activities are quite another. See,
e. g.,
Cox v. Louisiana, 379 U.S. 536, 554-555;
Cox v. Louisiana, 379 U.S. 559, 563-564;
id., 575-584 (concurring opinion);
Giboney v. Empire Storage & Ice Co., 336 U.S. 490; cf.
Reynolds v. United States, 98 U.S. 145, 163-164. The two defendants here were active participants in an organization which gave
physical examinations to women, advised them what kind of
contraceptive devices or medicines would most likely be satisfactory for them, and then
supplied the devices themselves, all for a graduated scale of fees, based on
the family income. Thus these defendants admittedly engaged with others in a
planned course of conduct to help people violate the
Connecticut law. Merely because some speech was used in carrying on that conduct -- just
as in ordinary life some speech accompanies most kinds of conduct -- we are not
in my view justified in holding that the
First Amendment
forbids the State to punish their conduct. Strongly as I desire to protect all
First Amendment freedoms, I am unable to stretch
[***48] the Amendment
[**1695] so as to afford protection to the conduct of these defendants in
violating the
Connecticut law. What would be the constitutional fate of the law if hereafter applied to
punish nothing but speech is, as I have said, quite another matter.
The Court talks about a constitutional
"right of privacy" as though there is some constitutional provision or provisions
forbidding any law ever to be passed which might abridge the
"privacy" of individuals. But there is not. There are, of course, guarantees in
certain specific constitutional provisions which are
designed in part to protect
privacy at certain times and places with respect to certain activities. Such, for
example, is the Fourth
[*509] Amendment's guarantee against
"unreasonable searches and seizures." But I think it belittles that Amendment to talk about it as though it protects
nothing but
"privacy." To treat it that way is to give it a niggardly interpretation, not the kind of
liberal reading I think any Bill of Rights provision should be given. The
average man would very likely not have his feelings soothed any more by having
his property
seized openly than by having it seized privately
[***49] and by stealth. He simply wants his property left alone. And a person can be
just as much, if not more, irritated, annoyed and injured by an unceremonious
public arrest by a policeman as he is by a seizure in the
privacy of his office or home.
One of the most effective ways of diluting or expanding a constitutionally
guaranteed right is to substitute for the crucial word or words of a constitutional
guarantee another word or words, more or less flexible and more or less
restricted in meaning. This fact is well illustrated by the use of the term
"right of privacy" as a comprehensive substitute for the Fourth Amendment's guarantee against
"unreasonable searches and seizures."
"Privacy" is a broad, abstract and ambiguous concept which can easily be shrunken in
meaning but which can also, on the other hand, easily be
interpreted as a constitutional
ban against many things other than searches and seizures. I have expressed the
view many times that
First Amendment freedoms, for example, have suffered from a failure of the courts to stick to
the simple language of the
First Amendment in construing it, instead of invoking multitudes of words substituted for
those the Framers used.
[***50] See,
e. g., New York Times Co. v.
Sullivan, 376 U.S. 254, 293 (concurring opinion); cases collected in
City of El Paso v. Simmons, 379 U.S. 497, 517, n. 1 (dissenting opinion); Black, The Bill of Rights,
35 N. Y. U. L. Rev. 865. For these reasons I get nowhere in this case by talk about a constitutional
"right of privacy" as an emanation from
[*510] one or more constitutional provisions. n1
I like
[**1696] my
privacy as well
as the next one, but I am nevertheless compelled to admit that government has
a right to invade it unless prohibited by some specific constitutional
provision. For these reasons I cannot agree with the Court's judgment and the
reasons it gives for holding this
Connecticut law unconstitutional.
n1 The phrase
"right to
privacy" appears first to have gained currency from an article written by Messrs.
Warren and (later Mr. Justice) Brandeis in 1890 which urged that States should
give some form of tort relief to persons whose private affairs were exploited
by others. The Right to
Privacy,
4 Harv. L. Rev. 193. Largely as a result of this article, some States have passed statutes creating
such a cause of action, and in others state courts have done the same thing by
exercising their powers as courts of common law. See
generally 41 Am. Jur. 926-927. Thus the Supreme Court of Georgia, in granting
a cause of action for damages to a man whose picture had been used in a
newspaper advertisement without his consent, said that
"A
right of privacy in matters purely private is . . . derived from
natural law" and that
"The conclusion reached by us seems to be . . . thoroughly in accord with
natural justice, with the principles of the law of every civilized nation, and
especially with the elastic principles of the common law . . . ."
Pavesich v. New England Life Ins. Co., 122 Ga. 190, 194, 218, 50 S. E. 68, 70, 80. Observing that
"the
right of privacy . . . presses for recognition here," today this Court, which I did not understand to have power to sit as a court
of common law, now appears to be exalting a phrase which Warren and Brandeis
used in discussing grounds
for tort relief, to the level of a constitutional rule which prevents state
legislatures from passing any law deemed by this Court to interfere with
"privacy."
This brings me to the arguments made by my Brothers HARLAN, WHITE and GOLDBERG
for invalidating the
Connecticut law. Brothers HARLAN n2 and WHITE would
invalidate it by reliance on the Due Process Clause of the
Fourteenth Amendment, but Brother GOLDBERG, while agreeing with Brother HARLAN, relies also on the
Ninth Amendment. I have no doubt that the
Connecticut law could be applied in such a way as to abridge freedom of
[*511] speech and press and therefore violate the First and
Fourteenth Amendments. My disagreement with the Court's opinion holding that there is such a
violation here is a narrow one, relating to the application of the
First Amendment to the facts and circumstances of this particular case. But my disagreement
with Brothers HARLAN, WHITE and GOLDBERG is more basic. I think that if
properly construed neither the Due Process Clause nor the
Ninth Amendment, nor both together, could under any circumstances be a proper basis for
invalidating the
Connecticut law. I discuss the due process and
Ninth Amendment arguments together because on analysis they turn out to be the same thing --
merely using different words to claim for this Court and the federal judiciary
[***52] power to
invalidate any legislative act which the judges find irrational, unreasonable or
offensive.
The due process argument which my Brothers HARLAN and WHITE adopt here is
based, as their opinions indicate, on the premise that this Court is vested
with power to
invalidate all
state laws that it considers to be arbitrary, capricious, unreasonable, or oppressive, or
on this Court's belief that a particular
state law under scrutiny has no
"rational or justifying" purpose, or is offensive to a
"sense of fairness and justice." n3 If these
formulas based on
"natural justice," or others which mean the same thing, n4 are to prevail, they require
[**1697] judges to determine
[*512] what is or is not constitutional on
the basis of their own appraisal of what laws are
unwise or unnecessary. The power to make such decisions is of course that of a
legislative
[***53] body. Surely it has to be admitted that no provision of the Constitution
specifically gives such blanket power to courts to exercise such a supervisory
veto over the
wisdom and value of legislative policies and to hold unconstitutional those laws
which they believe
unwise or dangerous. I readily admit that no legislative body, state or national,
should pass laws that can justly be given any
[*513] of the invidious labels invoked as constitutional excuses to strike down
state laws. But perhaps it is not too much to say that no legislative body ever does
pass laws without
believing that they will accomplish a sane, rational, wise and justifiable
purpose. While I completely subscribe to the holding of
Marbury v. Madison, 1 Cranch 137, and subsequent cases, that our Court has constitutional power to strike down
statutes, state or federal, that violate commands of the Federal Constitution,
I do not believe that we are granted power by the Due Process Clause or any
other constitutional provision or provisions to measure constitutionality by
our belief that legislation is arbitrary, capricious or unreasonable, or
accomplishes no justifiable purpose, or is
[***54] offensive to our own notions of
"civilized standards of conduct." n5
Such an appraisal of the
wisdom of legislation is an attribute of the power to make laws, not of the power to
interpret them. The use by federal courts of such a
formula or doctrine or whatnot to veto federal or
state laws simply takes away from Congress and States the power to make laws based on
their own judgment of fairness and
wisdom and transfers that power to this Court for ultimate determination -- a power
which was specifically
[**1698] denied to federal courts by the convention that framed the Constitution. n6
n3 Indeed, Brother WHITE appears to have gone beyond past pronouncements of the
natural law due process theory, which at least said that the Court should exercise this
unlimited power to declare state acts unconstitutional with
"restraint." He now says that, instead of being presumed constitutional (see
Munn v. Illinois, 94 U.S. 113, 123; compare
Adkins v. Children's Hospital, 261 U.S. 525, 544), the statute here
"bears a substantial burden of justification when attacked under the
Fourteenth Amendment."
[***55]
n4 A collection of the catchwords and catch phrases invoked by judges who would
strike down under the
Fourteenth Amendment laws which offend their notions of natural justice would fill many pages.
Thus it has been said that this Court can
forbid state action which
"shocks the
conscience,"
Rochin v. California, 342 U.S. 165, 172, sufficiently to
"shock itself into the protective arms of the Constitution,"
Irvine v. California, 347 U.S. 128, 138 (concurring opinion). It has been urged that States may not run counter to the
"decencies of civilized conduct,"
Rochin, supra, at 173, or
"some principle of justice so rooted in the traditions and
conscience of our people as to be ranked as fundamental,"
Snyder v. Massachusetts, 291 U.S. 97, 105, or to
"those canons of decency and fairness which express the notions of justice of
English-speaking peoples,"
Malinski v. New York, 324 U.S. 401, 417 (concurring opinion), or to
"the community's sense of fair play and decency,"
Rochin, supra, at 173. It has been said that we must decide whether a
state law is
"fair, reasonable and appropriate," or is rather
"an unreasonable, unnecessary and arbitrary interference with the right of the
individual to his
personal liberty or to enter into . . .
contracts,"
Lochner v. New York, 198 U.S. 45, 56. States, under this philosophy, cannot act in conflict with
"deeply rooted feelings of the community,"
Haley v. Ohio, 332 U.S. 596, 604 (separate opinion), or with
"fundamental notions of fairness and justice,"
id., 607. See also,
e. g.,
Wolf v. Colorado, 338 U.S. 25, 27 ("rights . . . basic to our free society");
Hebert v. Louisiana, 272 U.S. 312, 316 ("fundamental principles of liberty and justice");
Adkins v. Children's Hospital, 261 U.S. 525, 561 ("arbitrary restraint of . . . liberties");
Betts v. Brady, 316 U.S. 455, 462 ("denial of fundamental fairness, shocking to the universal sense of justice");
Poe v. Ullman, 367 U.S. 497, 539 (dissenting opinion) ("intolerable and unjustifiable"). Perhaps the clearest, frankest and briefest
explanation of how this due process approach works is the statement in another
case handed down today that this Court is to invoke the Due Process Clause to
strike down state procedures or laws which it can
"not tolerate."
Linkletter v.
Walker, post, p. 618, at 631.
[***56]
n5 See Hand, The Bill of Rights (1958) 70:
"Judges are seldom content merely to annul the particular solution before them;
they do not, indeed they may not, say that taking all things into
consideration, the legislators' solution is too strong for the judicial
stomach. On the contrary they wrap up their veto in a protective veil of
adjectives such as 'arbitrary,' 'artificial,' 'normal,' 'reasonable,'
'inherent,' 'fundamental,' or 'essential,' whose office usually, though quite
innocently, is to disguise what they are doing and impute to it a derivation
far more impressive than their personal preferences, which are all that in fact
lie behind the decision." See also
Rochin v. California, 342 U.S. 165, 174 (concurring opinion). But see
Linkletter v.
Walker, supra, n. 4, at 631.
n6 This Court held in
Marbury v. Madison, 1 Cranch 137, that this Court has power to
invalidate laws on the ground that they exceed the constitutional power of Congress or
violate some specific prohibition of the Constitution. See also
Fletcher v. Peck, 6 Cranch 87. But the Constitutional Convention did on at least two occasions reject
proposals which would have given the federal judiciary a part in recommending
laws or in vetoing as bad or
unwise the legislation passed by the Congress. Edmund Randolph of Virginia proposed
that the President
". . . and a convenient number of the National Judiciary, ought to compose a
council of revision with authority to examine every act of the National
Legislature before it shall operate,
& every act of a particular Legislature
before a Negative thereon shall be final; and that the dissent of the said
Council shall amount to a rejection, unless the Act of the National Legislature
be again passed, or that of a particular Legislature be again negatived by
[original wording illegible] of the members of each branch." 1 The Records of the Federal Convention of 1787 (Farrand ed. 1911) 21.
In support of a plan of this kind James Wilson of Pennsylvania argued that:
". . . It had been said that the Judges, as expositors of the Laws would have an
opportunity of defending their constitutional rights. There was weight in this
observation; but this power of the Judges did not go far enough. Laws may be
unjust, may be
unwise, may be dangerous, may be destructive; and yet not be so unconstitutional as to
justify the Judges in refusing to give them effect. Let them have a share in
the Revisionary power, and they will have an opportunity of taking notice of
these characters of a law, and of counteracting, by the weight of their
opinions the improper
views of the Legislature." 2
id., at 73.
Nathaniel Gorham of Massachusetts
"did not see the advantage of employing the Judges in this way. As Judges they
are not to be presumed to possess any peculiar knowledge of the mere policy of
public measures."
Ibid.
Elbridge Gerry of Massachusetts likewise opposed the proposal for a council of
revision:
". . . He relied for his part on the Representatives of the people as the
guardians of their Rights
& interests. It [the proposal] was making the Expositors of the Laws, the
Legislators which ought never to be done."
Id., at 75.
And at another point:
"Mr. Gerry doubts whether the Judiciary ought to form a part of it [the proposed
council of revision], as they will have a sufficient check agst. encroachments
on their own department by their exposition of the laws, which involved a power
of deciding on their Constitutionality. . . . It was quite foreign from the
nature of ye. office to make them judges of the policy of public measures." 1
Id., at 97-98.
Madison supported the proposal on the
ground that
"a Check [on the legislature] is necessary."
Id., at 108. John Dickinson of Delaware opposed it on the ground that
"the Judges must interpret the Laws they ought not to be legislators."
Ibid. The proposal for a council of revision was defeated.
The following proposal was also advanced:
"To assist the President in conducting the Public affairs there shall be a
Council of State composed of the following officers -- 1. The Chief Justice of
the Supreme Court, who shall from time to time recommend such alterations of
and additions to the laws of the U.S. as may in his opinion be necessary to the
due administration of Justice, and such as may promote useful learning and
inculcate sound morality throughout the Union . . . ." 2
id., at 342. This proposal too was rejected.
[*514] Of the cases on which my Brothers WHITE and GOLDBERG rely so heavily,
undoubtedly the reasoning of two of them supports their result here -- as would
that of a number of others which they do not bother to name,
e. g.,
[*515]
Lochner v. New York, 198 U.S. 45,
Coppage v. Kansas, 236 U.S. 1,
Jay Burns Baking Co. v.
Bryan, 264 U.S. 504, and
Adkins v. Children's Hospital, 261 U.S. 525. The two they do cite and quote from,
Meyer v. Nebraska, 262 U.S. 390, and
Pierce v. Society of Sisters, 268 U.S. 510, were both decided in opinions
[**1699] by Mr. Justice McReynolds which elaborated the same
natural law due process philosophy found in
Lochner v. New York, supra, one of the cases on which he relied in
Meyer, along with such other long-discredited decisions as,
e. g.,
Adams v. Tanner, 244 U.S. 590, and
Adkins v. Children's Hospital, supra. Meyer held unconstitutional, as an
"arbitrary" and unreasonable interference with the right of a teacher to
[***58] carry on his occupation and of parents to
hire him, a
[*516]
state law
forbidding the teaching of modern foreign languages to young children in the schools. n7
And in
Pierce, relying principally on
Meyer, Mr. Justice McReynolds said that a
state law requiring that all children attend public schools interfered
unconstitutionally with the property rights of private school corporations
because it was an
"arbitrary, unreasonable and unlawful interference" which threatened
"destruction of their business and property."
268 U.S., at 536. Without expressing an opinion as to whether either of those cases reached a
correct result in light of our later decisions applying the
First Amendment to the States through the Fourteenth, n8 I merely point out that the reasoning
stated in
Meyer and
Pierce was the same
natural law due process philosophy which many later opinions repudiated, and which I
cannot accept. Brothers WHITE and GOLDBERG also cite other cases, such as
NAACP v. Button, 371 U.S. 415,
Shelton v. Tucker, 364 U.S. 479, and
Schneider v. State, 308 U.S. 147, which held that States
[***59] in regulating conduct could not, consistently with the
First Amendment as applied to them by the Fourteenth, pass unnecessarily broad laws which
might indirectly infringe on
First Amendment freedoms. n9 See
Brotherhood of Railroad Trainmen v. Virginia ex rel.
[*517] Virginia State Bar, 377 U.S. 1, 7-8. n10 Brothers WHITE and GOLDBERG
[**1700] now apparently would start from this requirement that laws be narrowly drafted
so as not to curtail free speech and assembly, and extend it limitlessly to
require States to justify any law restricting
"liberty" as my Brethren define
"liberty." This would mean at the
[*518] very least, I suppose, that every state criminal statute -- since it must
inevitably curtail
"liberty" to some extent -- would be suspect, and would have to be justified to this
Court. n11
n7 In
Meyer, in the very same sentence quoted in part by my Brethren in which he asserted
that the Due Process Clause gave an abstract and inviolable right
"to marry, establish a home and bring up children," Mr. Justice McReynolds also asserted the heretofore discredited doctrine that
the Due Process Clause prevented States from interfering with
"the right of the individual to contract."
262 U.S., at 399.
[***60]
n8 Compare
Poe v. Ullman, 367 U.S., at 543-544 (HARLAN, J., dissenting).
n9 The Court has also said that in view of the
Fourteenth Amendment's major purpose of eliminating state-enforced racial discrimination, this Court
will scrutinize carefully any law embodying a racial classification to make
sure that it does not deny equal protection of the laws. See
McLaughlin v. Florida, 379 U.S. 184.
n10 None of the other cases decided
in the past 25 years which Brothers WHITE and GOLDBERG cite can justly be read
as holding that judges have power to use a
natural law due process
formula to strike down all
state laws which they think are
unwise, dangerous, or irrational.
Prince v. Massachusetts, 321 U.S. 158,
upheld a
state law
forbidding minors from selling publications on the streets.
Kent v. Dulles, 357 U.S. 116, recognized the power of Congress to restrict travel outside the country so
long as it accorded persons the procedural safeguards of due process and did
not violate any other specific constitutional provision.
Schware v. Board of Bar Examiners, 353 U.S. 232, held simply that a State could not, consistently with due process, refuse a
lawyer a license to practice law on the basis of a finding that he was morally
unfit when there was no evidence
in the record,
353 U.S., at 246-247, to support such a finding. Compare
Thompson v. City of Louisville, 362 U.S. 199, in which the Court relied in part on
Schware. See also
Konigsberg v. State Bar, 353 U.S. 252. And
Bolling v. Sharpe, 347 U.S. 497, merely recognized what had been the understanding from the beginning of the
country, an understanding shared by many of the draftsmen of the
Fourteenth Amendment, that the whole Bill of Rights, including the Due Process Clause of the Fifth
Amendment, was a guarantee that all persons would receive equal treatment under
the law. Compare
Chambers v. Florida, 309 U.S. 227, 240-241. With one exception, the other modern cases relied on by my Brethren were
decided either solely under the Equal Protection Clause of the
Fourteenth Amendment or under the
First Amendment, made applicable to the States by the
Fourteenth, some of the latter group involving the right of association which
this Court has held to be a part of the rights of speech, press and assembly
guaranteed by the
First Amendment. As for
Aptheker v. Secretary of State, 378 U.S. 500, I am compelled to say that if that decision was written or intended to bring
about the abrupt and drastic reversal in the course of constitutional
adjudication which is now attributed to it, the change was certainly made in a
very quiet and unprovocative manner, without any attempt to justify it.
[***61]
n11 Compare
Adkins v. Children's Hospital, 261 U.S. 525, 568 (Holmes, J., dissenting):
"The earlier decisions upon the same words [the Due Process Clause] in the
Fourteenth Amendment began within our memory and went no farther than an unpretentious assertion of
the liberty to follow the ordinary callings. Later that innocuous generality
was expanded into the dogma, Liberty of Contract. Contract is not specially
mentioned in the text that we have to construe. It is merely an example of
doing what you want to do, embodied in the word liberty. But pretty much all
law consists in
forbidding men to do some things that they want to do, and contract is no more exempt
from law than other acts."
My Brother GOLDBERG has adopted the recent discovery n12 that the
Ninth Amendment as well as the Due Process
Clause can be used by this Court as authority to strike down all state
legislation which this Court thinks
[*519] violates
"fundamental principles of liberty and justice," or is contrary to the
"traditions and [collective]
conscience of our people." He also states,
[***62] without proof satisfactory to me, that in making decisions on this basis
judges will not consider
"their personal and private notions." One may ask how they can avoid considering them. Our Court certainly has no
machinery with which to take a Gallup Poll. n13 And
[**1701] the scientific miracles of this age have not
yet produced a gadget which the Court can use to determine what traditions are
rooted in the
"[collective]
conscience of our people." Moreover, one would certainly have to look far beyond the language of the
Ninth Amendment n14 to find that the Framers vested in this Court any such awesome veto powers
over lawmaking, either by the States or by the Congress. Nor does anything in
the history of the Amendment offer any support for such a shocking doctrine.
The whole history of the adoption of the Constitution and Bill of Rights points
the other way, and the very material quoted by my Brother GOLDBERG shows that
the
Ninth Amendment was intended to protect against the idea that
"by enumerating particular exceptions to the grant of power" to the Federal Government,
"those rights which were not singled out, were intended to be assigned into the
hands of the General Government
[***63] [the United States], and were consequently
[*520] insecure." n15 That Amendment was passed, not to broaden the powers of this Court or any
other
department of
"the General Government," but, as every student of history knows, to assure the people that the
Constitution in all its provisions was intended to limit the Federal Government
to the powers granted expressly or by necessary implication. If any broad,
unlimited power to hold laws unconstitutional because they offend what this
Court conceives to be the
"[collective]
conscience of our people" is vested in this Court by the
Ninth Amendment, the
Fourteenth Amendment, or any other provision of the Constitution, it was not given by the Framers,
but rather has been bestowed on the Court by the Court. This fact is perhaps
responsible for the peculiar phenomenon that for a period of a century and a
half no serious suggestion
was ever made that the
Ninth Amendment, enacted to protect state powers against federal
invasion, could be used as a weapon of federal power to prevent state legislatures from
passing laws they consider appropriate to govern local affairs. Use of any
such broad, unbounded
judicial authority would
[***64] make of this Court's members a day-to-day constitutional convention.
n12 See Patterson, The Forgotten
Ninth Amendment (1955). Mr. Patterson urges that the
Ninth Amendment be used to protect unspecified
"natural and inalienable rights." P. 4. The Introduction by Roscoe Pound states that
"there is a marked revival of
natural law ideas throughout the world. Interest in the
Ninth Amendment is a symptom of that revival." P. iii.
In Redlich, Are There
"Certain Rights . . . Retained by the People"?,
37 N. Y. U. L. Rev. 787, Professor Redlich, in advocating reliance on the Ninth and Tenth Amendments to
invalidate the
Connecticut law before us, frankly states:
"But for one who feels that the marriage relationship should be beyond the reach
of a
state law
forbidding the use of
contraceptives, the
birth control case poses a
troublesome and challenging problem of constitutional interpretation. He may
find himself saying, 'The law is unconstitutional -- but why?' There are two
possible paths to travel in finding the answer. One is to revert to a frankly
flexible due process concept even on matters that do not involve specific
constitutional prohibitions. The other is to attempt to evolve a new
constitutional framework within which to meet this and similar problems which
are likely to arise."
Id., at 798.
[***65]
n13 Of course one cannot be oblivious to the fact that Mr. Gallup has already
published the results of a poll which he says show that 46% of the people in
this country believe schools should teach about
birth control. Washington Post, May 21, 1965, p. 2, col. 1. I can hardly believe, however,
that Brother GOLDBERG would view 46% of the persons polled as so overwhelming a
proportion that this Court may now rely on it to declare that the
Connecticut law infringes
"fundamental" rights, and overrule the long-standing view of the people of
Connecticut expressed through their
elected representatives.
n14 U.S. Const., Amend. IX, provides:
"The
enumeration in the Constitution, of certain rights, shall not be construed to deny or
disparage others retained by the people."
n15 1 Annals of Congress 439. See also II Story, Commentaries on the
Constitution of the United States (5th ed. 1891):
"This clause was manifestly introduced to prevent any perverse or ingenious
misapplication of the well-known maxim, that an affirmation in particular cases
implies a negation in all others; and,
e converso, that a negation in particular cases implies an affirmation in all others.
The maxim, rightly understood, is perfectly sound and safe; but it has often
been strangely forced from its natural meaning into the support of the most
dangerous political heresies."
Id., at 651 (footnote
omitted).
I repeat so as not to be misunderstood that this Court does have power, which
it should exercise, to hold laws unconstitutional where they are forbidden by
the Federal Constitution. My point is that there is no provision
[*521] of the Constitution which either expressly or impliedly vests power in this
Court to sit as a supervisory agency over acts of duly constituted legislative
bodies and set aside their laws because of the Court's belief that the
legislative policies adopted are unreasonable,
unwise, arbitrary, capricious or irrational. The adoption of such a loose, flexible,
uncontrolled standard for holding laws unconstitutional, if ever it is finally
achieved, will amount to
[**1702] a great unconstitutional shift of power to the courts which I believe and am
constrained to say will be bad for the courts and worse for the country.
Subjecting federal and
state laws to such an unrestrained and unrestrainable judicial control as to the
wisdom of legislative enactments would, I fear, jeopardize the separation of
governmental powers that the
Framers set up and at the same time threaten to take away much of the power of
States to govern themselves which the Constitution
[***67] plainly intended them to have. n16
n16 Justice Holmes in one of his last dissents, written in reply to Mr. Justice
McReynolds' opinion for the Court in
Baldwin v. Missouri, 281 U.S. 586, solemnly warned against a due process
formula apparently approved by my concurring Brethren today. He said:
"I have not yet adequately expressed the more than anxiety that I feel at the
ever increasing scope given to the
Fourteenth Amendment in cutting down what I believe to be the constitutional rights of the States.
As the decisions now stand, I see hardly any limit but the sky to the
invalidating of those rights if they happen to strike a majority of this Court
as for any reason undesirable. I cannot believe that the Amendment was
intended to
give us
carte blanche to embody our economic or moral beliefs in its prohibitions. Yet I can think
of no narrower reason that seems to me to justify the present and the earlier
decisions to which I have referred. Of course the words 'due process of law,'
if taken in their literal meaning, have no application to this case; and while
it is too late to deny that they have been given a much more extended and
artificial signification, still we ought to remember the great caution shown by
the Constitution in limiting the power of the States, and should be slow to
construe the clause in the
Fourteenth Amendment as committing to the Court, with no guide but the Court's own discretion, the
validity of whatever laws the States may pass."
281 U.S., at 595. See 2 Holmes-Pollock Letters (Howe ed. 1941) 267-268.
[*522] I realize that many good and able men have eloquently spoken and
written, sometimes in rhapsodical strains, about the duty of this Court to keep
the Constitution in tune with the times. The idea is that the Constitution
must be changed from time to time and that this Court is charged with a duty to
make those changes. For myself, I must with all deference reject that
philosophy. The Constitution makers knew the need for change and provided for
it. Amendments suggested by the people's
elected representatives can be submitted to the people or their selected agents for
ratification. That method of change was good for our Fathers, and being
somewhat old-fashioned I must add it is good enough for me. And so, I cannot
rely on the Due Process Clause or
the
Ninth Amendment or any mysterious and uncertain
natural law concept as a reason for striking down this
state law. The Due Process Clause with an
"arbitrary and capricious" or
"shocking to the
conscience"
formula was liberally used by this Court to
strike down economic legislation in the early decades of this century,
threatening, many people thought, the tranquility and stability of the Nation.
See,
e. g.,
[***69]
Lochner v. New York, 198 U.S. 45. That
formula, based on subjective considerations of
"natural justice," is no less dangerous when used to enforce this Court's views about
personal rights than those about economic rights. I had thought that we had laid that
formula, as a means for striking down state legislation, to rest once and for all in
cases like
West Coast Hotel Co. v.
Parrish, 300 U.S. 379;
Olsen v. Nebraska ex rel. Western Reference & Bond Assn., 313 U.S. 236, and many other
[*523] opinions. n17 See also
Lochner v. New York, 198 U.S. 45, 74
[**1703] (Holmes, J., dissenting).
n17
E. g., in
Day-Brite Lighting, Inc. v.
Missouri, 342 U.S. 421, 423, this Court held that
"Our recent decisions make plain that we do not sit as a superlegislature to
weigh the
wisdom of legislation nor to decide whether the policy which it expresses offends the
public welfare."
Compare
Gardner v. Massachusetts, 305 U.S. 559, which the Court today apparently overrules, which held that a challenge under
the Federal Constitution to a
state law
forbidding the sale or furnishing of
contraceptives did not raise a substantial federal question.
In
Ferguson v. Skrupa, 372 U.S. 726, 730, this Court two years ago said in an opinion joined by all the Justices but one
n18 that
"The doctrine that prevailed in
Lochner, Coppage, Adkins, Burns, and like cases -- that due process authorizes courts to hold laws
unconstitutional when they
believe the legislature has acted unwisely -- has long since been discarded.
We have returned to the original constitutional proposition that courts do not
substitute their social and economic beliefs for the judgment of legislative
bodies, who are
elected to pass laws."
And only six weeks ago, without even bothering to hear argument, this Court
overruled
Tyson & Brother v. Banton, 273 U.S. 418, which had held
state laws regulating ticket brokers to be a denial of due process of law. n19
Gold
[*524] v. DiCarlo, 380 U.S. 520. I find April's holding hard to square with what my concurring Brethren urge
today. They would reinstate the
Lochner, Coppage, Adkins, Burns line of cases, cases from which this Court recoiled after the 1930's, and
which had been I thought totally discredited until
now. Apparently
[***71] my Brethren have less quarrel with state economic regulations than former
Justices of their
persuasion had. But any limitation upon their using the
natural law due process philosophy to strike down any
state law, dealing with any activity whatever, will obviously be only self-imposed. n20
n18 Brother HARLAN, who has consistently stated his belief in the power of
courts to strike down laws which they consider arbitrary or unreasonable, see,
e. g.,
Poe v. Ullman, 367 U.S. 497, 539-555 (dissenting opinion), did not join the Court's opinion in
Ferguson v.
Skrupa.
n19 Justice Holmes, dissenting in
Tyson, said:
"I think the proper course is to recognize that a state legislature can do
whatever it sees fit to do unless it is restrained by some express prohibition
in the Constitution of the United States or of the State, and that Courts
should be careful not to extend such prohibitions beyond their obvious meaning
by reading into them conceptions of public
policy that the particular Court may happen to entertain."
273 U.S., at 446.
n20 Compare
Nicchia v. New York, 254 U.S. 228, 231, upholding a New York dog-licensing statute on the ground that it did not
"deprive dog owners of liberty without due process of law." And as I said concurring in
Rochin v. California, 342 U.S. 165, 175,
"I believe that faithful adherence to the specific guarantees in the Bill of
Rights insures a more permanent protection of individual liberty than that
which can be afforded by the nebulous standards" urged by my concurring Brethren today.
In 1798, when this Court was asked to hold another
Connecticut law unconstitutional, Justice Iredell said:
"It has been the policy of all the
American states, which have, individually, framed their state constitutions since the
revolution, and of the people of the
United States, when they framed the Federal
Constitution, to define with precision the objects of the legislative power,
and to restrain its exercise within marked and settled boundaries. If any act
of Congress, or of the Legislature of a state, violates those constitutional
provisions, it is unquestionably void; though, I admit, that as the authority
to declare it void is of a delicate and awful nature, the Court will
[**1704] never resort to that authority, but in a clear and urgent case. If, on the
other hand, the Legislature of the Union, or the Legislature of any member of
the Union, shall pass a law, within the
[*525] general scope of their constitutional power, the Court cannot pronounce it to
be void, merely because it is, in their judgment, contrary to the principles of
natural justice. The ideas of natural justice are regulated by no fixed
standard: the ablest and the purest men have differed
[***73] upon the subject; and all that the Court could properly say, in such an event,
would be, that the Legislature (possessed of an equal right of opinion) had
passed an act which, in the opinion of the judges, was inconsistent with the
abstract principles of natural justice."
Calder v. Bull, 3 Dall. 386, 399 (emphasis in original).
I would adhere to that constitutional philosophy in passing on this
Connecticut law today. I am not persuaded to deviate from the view which I stated in 1947
in
Adamson v. California, 332 U.S. 46, 90-92 (dissenting opinion):
"Since
Marbury v. Madison, 1 Cranch 137, was decided, the practice has been firmly established, for better or worse,
that courts can strike down legislative enactments which violate the
Constitution. This process, of course, involves interpretation, and since
words can have many meanings, interpretation obviously may result in
contraction or extension of the original purpose of a constitutional provision,
thereby affecting policy. But to pass upon the constitutionality of statutes
by looking to the particular standards enumerated in the Bill of
Rights and other
[***74] parts of the Constitution is one thing; to
invalidate statutes because of application of 'natural law' deemed to be above and undefined by the Constitution is another. 'In the one
instance, courts proceeding within clearly marked constitutional boundaries
seek to execute policies written into
the Constitution: in the other, they roam at will in the limitless
[*526] area of their own beliefs as to reasonableness and actually select policies, a
responsibility which the Constitution entrusts to the legislative
representatives of the people.'
Federal Power Commission v. Pipeline Co., 315 U.S. 575, 599, 601, n. 4." n21 (Footnotes omitted.)
The late Judge Learned Hand, after emphasizing his view that judges should not
[**1705] use the due process
formula suggested in the
concurring opinions today or any other
formula like it to
invalidate legislation offensive to their
"personal preferences," n22 made the statement, with which I fully agree, that:
"For myself it would be most irksome to be ruled by a bevy of Platonic
Guardians, even if I
[*527] knew how to choose them, which I assuredly do not." n23
So far as I am concerned,
Connecticut's
[***75] law as applied here is not forbidden by any provision of the Federal
Constitution as that Constitution was written, and I would therefore affirm.
n21
Gideon v. Wainwright, 372 U.S. 335, and similar cases applying specific Bill of Rights provisions to the States do
not in my view stand for the proposition that this Court can rely on its own
concept of
"ordered liberty" or
"shocking the
conscience" or
natural law to decide what laws it will permit state legislatures to enact.
Gideon in applying to state prosecutions the Sixth Amendment's guarantee of right to
counsel followed
Palko v. Connecticut, 302 U.S. 319, which had held that specific provisions of the Bill of Rights, rather than the
Bill of
Rights as a whole, would be selectively applied to the States. While
expressing my own belief (not shared by MR. JUSTICE STEWART) that all the
provisions of the Bill of Rights were made applicable to the States by the
Fourteenth Amendment, in my dissent in
Adamson v. California, 332 U.S. 46, 89, I also said:
"If the choice must be between the selective process of the
Palko decision applying some of the Bill of Rights to the States, or the
Twining rule applying none of them, I would choose the
Palko selective process."
Gideon and similar cases merely followed the
Palko rule, which in
Adamson I agreed to follow if necessary to make Bill of Rights safeguards applicable
to the States. See also
Pointer v. Texas, 380 U.S. 400;
Malloy v. Hogan, 378 U.S. 1.
[***76]
n22 Hand, The Bill of Rights (1958) 70. See note 5,
supra.
See generally
id., at 35-45.
n23
Id., at 73. While Judge Hand condemned as unjustified the invalidation of
state laws under the
natural law due process
formula, see
id., at 35-45, he also expressed the view that this Court in a number of cases had gone too
far in holding legislation to be in violation of specific guarantees of the
Bill of Rights. Although I agree with his criticism of use of the due process
formula, I do not agree with all the views he expressed about construing the specific
guarantees of the Bill of Rights.
MR. JUSTICE STEWART, whom MR. JUSTICE BLACK joins, dissenting.
Since 1879
Connecticut has had on its books a law which
forbids the use of
contraceptives by anyone. I think this is an uncommonly silly law. As a practical matter,
the law is obviously unenforceable, except in the oblique context of the
present
case. As a philosophical matter, I believe the use of
contraceptives in the relationship of marriage should be left to personal and private
[***77] choice, based upon each individual's moral, ethical, and religious beliefs.
As a matter of social policy, I think professional counsel about methods of
birth control should be available to all, so that each individual's choice can be
meaningfully made. But we are not asked in this case to say whether we think
this law is
unwise, or even asinine. We are asked to
hold that it violates the United States Constitution. And that I cannot do.
In the course of its opinion the Court refers to no less than six Amendments to
the Constitution: the First, the Third, the Fourth, the Fifth, the Ninth, and
the Fourteenth.
[*528] But the Court does not say which of these Amendments, if any, it thinks is
infringed by this
Connecticut law.
We
are told that the Due Process Clause of the
Fourteenth Amendment is not, as such, the
"guide" in this case. With that much I agree. There is
no claim that this law, duly enacted by the
Connecticut Legislature, is unconstitutionally vague. There is no claim that the
appellants were denied any of the elements of procedural due process at their
trial, so as to make their convictions constitutionally invalid. And, as the
Court says, the day
[***78] has long passed since the Due Process Clause was regarded as a proper
instrument for determining
"the
wisdom, need, and propriety" of
state laws. Compare
Lochner v. New York, 198 U.S. 45, with
Ferguson v. Skrupa, 372 U.S. 726. My Brothers HARLAN and WHITE to the contrary,
"we have returned to the original constitutional proposition that courts do not
substitute their social and economic beliefs for the judgment of legislative
bodies, who are
elected to pass laws."
Ferguson v. Skrupa, supra, at 730.
As to the First, Third, Fourth, and Fifth Amendments, I can find nothing in any
of them to
invalidate this
Connecticut law, even assuming that all those Amendments are
fully applicable against the States. n1 It has
[*529] not even been argued
[**1706] that this is a law
"respecting an establishment of religion, or prohibiting the free exercise
thereof." n2 And surely, unless the solemn process of constitutional adjudication is to
descend to the level of a play on words, there is not involved here any
abridgment of
"the freedom of speech, or of the press; or the right of the people peaceably to
assemble, and
[***79] to petition the Government for a redress of grievances." n3 No soldier has been quartered in any house. n4 There has been no search,
and no seizure. n5 Nobody has been compelled
to be a witness against himself. n6
n1 The Amendments in question were, as everyone knows, originally adopted as
limitations upon the power of the newly created Federal Government, not as
limitations upon the powers of the individual States. But the Court has held
that many of the provisions of the first eight amendments are fully embraced by
the
Fourteenth Amendment as limitations upon
state action, and some members of the Court have held the view that the
adoption of the
Fourteenth Amendment made every provision of the first eight amendments fully applicable against
the States. See
Adamson v. California, 332 U.S. 46, 68 (dissenting opinion of MR. JUSTICE BLACK).
n2 U.S. Constitution, Amendment I. To be sure, the injunction contained in the
Connecticut statute coincides with the doctrine of certain religious faiths. But if that
were enough to
invalidate a law under the provisions of the
First Amendment relating to religion, then most criminal laws would be invalidated. See,
e. g., the Ten Commandments. The Bible, Exodus 20:2-17 (King James).
[***80]
n3 U.S. Constitution, Amendment I. If all the appellants had done was to
advise people that they thought the use of
contraceptives was desirable, or even to counsel their use, the appellants would, of course,
have a substantial
First Amendment claim. But their activities went
far beyond mere advocacy. They prescribed specific
contraceptive devices and furnished patients with the prescribed
contraceptive materials.
The Court also quotes the
Ninth Amendment, and my Brother GOLDBERG's
concurring opinion relies heavily upon it. But to say that the
Ninth Amendment has anything to do with this case is to turn somersaults with history. The
Ninth Amendment, like its companion the Tenth, which this Court held
"states but a truism that all is retained which has not been surrendered,"
United States v. Darby, 312 U.S. 100, 124, was framed by James Madison and adopted by the States simply to make clear
that the adoption of the Bill of Rights did not alter the plan
[***81] that
[*530] the
Federal Government was to be a government of express and limited powers, and that all
rights and powers not delegated to it were
retained by the people and the individual States. Until today no member of
this Court has ever suggested that the
Ninth Amendment meant anything else, and the idea that a federal court could ever use the
Ninth Amendment to annul a law passed by the
elected representatives of the people of the State of
Connecticut would have caused James Madison no little wonder.
What provision of the Constitution, then, does make this
state law invalid? The Court says it is the
right of privacy
"created by several fundamental constitutional guarantees." With all deference, I can find no such general
right of privacy in the Bill of Rights, in any other part of the Constitution, or in any case
ever before decided by this Court. n7
n7 Cases like
Shelton v. Tucker, 364 U.S. 479 and
Bates v. Little Rock, 361 U.S. 516, relied upon in the
concurring opinions today,
dealt with true
First Amendment rights of association and are wholly inapposite here. See also,
e. g.,
NAACP v. Alabama, 357 U.S. 449;
Edwards v. South Carolina, 372 U.S. 229. Our decision in
McLaughlin v. Florida, 379 U.S. 184, is equally far afield. That case held invalid under the Equal Protection
Clause, a state criminal law which discriminated against Negroes.
The Court does not say how far the new constitutional
right of privacy announced today extends. See,
e. g., Mueller, Legal Regulation of Sexual Conduct, at 127; Ploscowe, Sex and the
Law, at 189. I suppose, however, that even after today a State can
constitutionally still punish at least some offenses which are not committed in
public.
At
[**1707] the oral argument in this case we were told that the
Connecticut law does
not
"conform to current community standards." But it is not the function of this Court to decide cases on the basis of
community standards. We are here to decide cases
"agreeably to the Constitution and laws of the United States." It is the essence of judicial
[*531] duty to subordinate our own personal views, our own ideas of what legislation
is wise and what is not. If, as I should surely hope, the law before us does
not reflect the standards of the people of
Connecticut, the people of
Connecticut can freely exercise their true Ninth and Tenth Amendment rights to persuade
their
elected representatives to repeal it. That is the constitutional way to take this law
off the books. n8
n8 See
Reynolds v. Sims, 377 U.S. 533, 562. The
Connecticut House of Representatives recently passed a bill (House Bill No. 2462)
repealing the
birth control law. The State Senate has apparently not yet acted on the measure, and today
is relieved of that responsibility by the
Court. New Haven Journal-Courier, Wed., May 19, 1965, p. 1, col. 4, and p. 13,
col. 7.